Compliance Advisor VP

Roles & ResponsibilitiesCharterhouse Partnership is currently sourcing for a Markets Compliance VP/ Director. Reporting to the Head of Compliance, the incumbent will ensure adherence to regulatory requirements and expectations by implementing necessary governance measures, conducting assessments, establishing systems and controls, and fostering a culture of...

Roles & ResponsibilitiesCharterhouse is currently partnering with a global Hedge Fund to source for a Compliance VP/SVP. Reporting to the Regional Head of Compliance, the incumbent will provide compliance advise to front office on research and trading matters, ensuring adherence to regulations and provide compliance oversight to regional...

Investment Advisor, ASEAN (AVP/VP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages,...

First Line Business Compliance - VP Key Responsibilities The position encompasses the following duties: - Facilitate risk and control updates to management including preparation of meeting materials for Singapore and Regional risk governance and control committee (“Business Risk Management Committee (BRMC)”), conduct quarterly BRM meetings and follow...

Position: (Assistant) Regional Accounting ManagerLocation: Tai SengReports to: General ManagerSubordinates: 1 Position Summary:This role is essential in overseeing the financial operations for Malaysia, Singapore, and the Philippines, with a focus on both e-commerce and retail business. The ideal candidate will have a strong background in finance and...

**Position Title: VP, Operations** **Description** We are looking for a **VP, Operations** to organize and oversee our daily operations. You will be the one to ensure that our business is well-coordinated and productive by managing its procedures and coaching its people. The area of responsibility for this role is very wide and thus requires a thorough...

Business Function Risk Management Group (RMG) is responsible for the development and maintenance of risk management and internal control frameworks. We provide independent review and challenge to the business to ensure that appropriate balance is considered in risk/return decisions. In addition, RMG is responsible for the monitoring and reporting on key...

As a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese wall framework. You will also undertake control...

**Role: VP, Technology Our Esteem Client is looking for VP, Technology in leading the Enterprise Technology Strategy, Planning and Delivery. You will be responsible for handling the technological resources and overseeing development, implementation, and management of our technology infrastructure, as well as lead our team of technology...

Roles & ResponsibilitiesGlobal Investment Firm Opportunity for growth Career progression opportunitiesOur client is Global Investment firm seeking a Manager/VP, Investment Regulations to join the team. As the SME in investments regulations, your role includes reviewing new products and markets for the business from a regulations perspective, and ongoing...

Job Purpose Responsible for implementing Group Operational Risk Management Policy & processes within the unit with the aim of ensuring a sound risk and control environment. Ensure Unit BCP obligations/requirements are in place complying with GBCM requirements. Key Accountabilities Manage/coordinate/support CRESA's Risk, Compliance, Audit &...

The VP-Financial & Regulatory Reporting will be responsible for the following: - Maintain accurate journal entries and allocations - Prepare, input, or approve accounting-related bookings - Perform month-end and year-end closing activities, ensuring timely and accurate profit/loss transfers - Prepare accurate and timely financial statements and disclosure...

**AVP/VP Member Supervision & Market Surveillance - Central, Singapore** An established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional. You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market...

Job OverviewDBS Bank Limited is a leading financial institution in Asia, providing a wide range of banking services to individuals and businesses. As a KYC Specialist Advisor, you will play a critical role in ensuring the bank's compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.In this role, you will work closely with the...

At Glints, we are building the #1 tech-enabled recruitment and career discovery platform in Southeast Asia that helps people and organisations realise their human potential by joining great organisations, learning the right skills and building great teams. We’re looking for a **VP of Engineering** to join our **Engineering** team, to grow, inspire and...

At Glints, we are building the #1 tech-enabled recruitment and career discovery platform in Southeast Asia that helps people and organisations realise their human potential by joining great organisations, learning the right skills and building great teams. We’re looking for a **VP of Engineering **to join our **Engineering **team, to grow, inspire and...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

The Company is an established Capital Markets Service Licensed Fund Manager and Wealth Platform based in Singapore. We are looking to recruit an experienced Compliance professional to support our growing business in the following areas: Manage all compliance matters including: Regulatory Compliance - Regulatory reporting and surveys - License...

Who we are looking for State Street Global Advisors (SSGA) is currently looking for a Cash Sales Vice President to cover the APAC Region. This is an opportunity to work with SSGA in the global cash management product line. SSGA currently manages approximately $4 trillion in assets and is a leading cash management provider with over $400 billion in cash...

Our client is looking for a Compliance Manager to establish a compliance structure for a rapidly expanding FinTech company. - Tanjong Pagar area - Friendly and enjoyable work environment - Public listed Job Responsibilities: - Establish and maintain an effective compliance framework for the Financial Advisory industry - Evaluate and improve the company's...