Manager/VP, Investment Regulations

2 weeks ago


Singapore BEATHCHAPMAN (PTE. LTD.) Full time
Roles & Responsibilities
  • Global Investment Firm
  • Opportunity for growth
  • Career progression opportunities

Our client is Global Investment firm seeking a Manager/VP, Investment Regulations to join the team.

As the SME in investments regulations, your role includes reviewing new products and markets for the business from a regulations perspective, and ongoing monitoring of the existing investment portfolio compliance. You will also be involved in pre and post-trade rules coding, implementing and monitoring. Work with the front office team to assess potential deals from a regulations standpoint and to be the face of regulatory compliance for the business.

The ideal candidate should have relevant compliance/regulatory experience for global market or private markets, in the bank/financial services industry. Strong communication skills a pre-requisite to work with key stakeholders within the business, strong analytical skills and project management skills. Please note that this role is open to candidates at the associate level up to a senior manager/VP level.

Please click on the link to apply or email me with your updated CV at Rachel.ljy@ethosbc.com if keen. Thank you.

Reg No. R1987809
BeathChapman Pte Ltd
Licence no. 16S8112

Tell employers what skills you have

Wealth Management
Front Office
Management Skills
Asset Management
Due Diligence
Regulatory Compliance
Analytical Skills
Investments
Private Equity
Investment Management
Project Management
Financial Modelling
Communication Skills
Capital
Real Estate

  • Singapore NES Global Talent Full time

    Apply: Manager/VP, Investment Regulations Reference: BH-22563-7Global Investment Firm Opportunity for growth Career progression opportunities Our client is a Global Investment firm seeking a Manager/VP, Investment Regulations to join the team. As the SME in investments regulations, your role includes reviewing new products and markets for the business from...

  • VP Investment

    6 days ago


    Singapore FP GLOBAL PTE. LTD. Full time

    Roles & ResponsibilitiesOur client is an investment firm with an agnostic approach. They are currently looking for a Senior Investment Associate/ VP Investment to join their growing team. If you're someone who wants to work with driven founders and add value to the society, this will be a great opportunity for youResponsibilities:Lead analysis of investment...


  • Singapore Maybank Investment Banking Group Full time

    About UsMaybank Investment Banking Group is a leading brokerage and investment bank with a strong presence across ASEAN, the UK and the US.We offer a comprehensive suite of services including corporate finance & advisory, navigating debt and equity capital markets, derivatives trading, brokerage and research for both retail and institutional investors, and...

  • VP Investments

    2 weeks ago


    Singapore JUNGLE VENTURES PTE. LTD. Full time

    Roles & ResponsibilitiesKey focus areas include deal sourcing and portfolio management which includes networking and identifying opportunities for the Jungle funds, managing the investment process including due diligence and transaction closure, and helping the Jungle funds exit portfolio companies successfully. The Principal is also expected to drive the...

  • VP Investments

    2 weeks ago


    Singapore JUNGLE VENTURES PTE. LTD. Full time

    Roles & ResponsibilitiesKey focus areas include deal sourcing and portfolio management which includes networking and identifying opportunities for the Jungle funds, managing the investment process including due diligence and transaction closure, and helping the Jungle funds exit portfolio companies successfully. The Principal is also expected to drive the...


  • Singapore Bank of Singapore Full time

    Product Specialist, Managed Investment (AVP/ VP)At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...


  • Singapore DBS Bank Limited Full time

    Wealth Management ExpertiseAs a VP of Wealth Management at DBS Bank Limited, you will be part of a highly skilled team of wealth management experts who provide bespoke investment solutions to high net worth individuals. Your primary responsibility will be to develop and execute strategies to grow the business through proactive acquisition and retention of...

  • Compliance VP

    3 days ago


    Singapore CHARTERHOUSE PTE. LTD. Full time

    Roles & ResponsibilitiesCharterhouse is currently partnering with a global Hedge Fund to source for a Compliance VP/SVP. Reporting to the Regional Head of Compliance, the incumbent will provide compliance advise to front office on research and trading matters, ensuring adherence to regulations and provide compliance oversight to regional...


  • Singapore GIC Private Limited Full time

    Job Summary:The AVP/VP, Business Development and Operations role at GIC Private Limited is a critical position within the Investment Services department. Reporting directly to the Department Head, the successful candidate will be responsible for developing and implementing business strategies to drive growth and profitability in the private markets...


  • Singapore This is an IT support group Full time

    This is an IT support group seeking a talented Economic Regulation Specialist to join our dynamic team. As a key member, you will shape the future of the electricity sector through economic regulation.You will have the opportunity to analyze market dynamics, develop regulatory frameworks, and drive policy initiatives that promote competition, security of...

  • Associate VP

    3 days ago


    Singapore DBS Bank Limited Full time

    Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help...


  • Singapore Wise Holdings Full time

    About the JobThis is an exciting opportunity to join our innovative FinTech company in Singapore as a Regulatory Affairs Specialist.In this role, you'll be responsible for managing and strengthening our compliance team's relationships with regulators, serving as the primary point of contact for regulatory matters, and ensuring seamless communication across...


  • Singapore ADANSONIA FUND MANAGER PRIVATE LIMITED Full time

    The Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore. Responsibilities: Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC’s); Act as a Representative of the Company; Oversee and manage the ongoing compliance requirements including: ...


  • Singapore GIC Private Limited Full time

    AVP/VP, Business Manager, Investment Services & Multi-Strategies Location: Singapore, SG Job Function: Investment Services Private Markets Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 offices around the world, we invest in more than 40 countries globally across asset classes and...


  • Singapore DBS Bank Full time

    Job Description - VP, Liquidity Risk Manager, Risk Management Group (WD72487)Business Function Risk Management Group works closely with our business partners to manage the bank’s risk exposure by balancing its objective to maximise returns against an acceptable risk profile. We partner with origination teams to provide financing, investments and hedging...


  • Singapore Professional Investment Advisory Services Pte Ltd Full time

    Job OverviewWe are looking for a highly driven and motivated Wealth Manager to join our sales team. The ideal candidate will be responsible for providing prudent financial advisory and investment solutions to meet clients' financial planning needs.


  • Singapore CITICORP INVESTMENT BANK (SINGAPORE) LIMITED Full time

    Roles & ResponsibilitiesAbout the Sales Enablement TeamThe sales enablement team works closely with the Securities Services Sales, Client Executives and Account Managers. We provide expertise in Sales Proposals (RFPs) and DDQ management and delivery – including executive summaries, proposal documents, pitches and aligned reporting. The team also works...


  • Singapore The Edge Partnership Full time

    VP – Credit Risk Manager (Wealth Management) The Edge Partnership Singapore Apply now Posted 1 day ago Permanent S$130k - S$156k Our client, a well-established financial institution with a strong presence in the Asia Pacific region, is looking for a VP - Credit Risk Manager to join their Credit Risk – Wealth Management Function. This role will require...


  • Singapore ADANSONIA FUND MANAGER PRIVATE LIMITED Full time

    Roles & ResponsibilitiesThe Company is a Capital Market Services Licence holder regulated by the Monetary Authority of Singapore.Responsibilities:• Work with CEO and manage the day to day operations of the company and funds (currently 2 Private Equity VCC's);• Act as a Representative of the Company;• Oversee and manage the ongoing compliance...


  • Singapore GIC Private Limited Full time

    AVP/VP, Business Manager, Investment Services & Multi-Strategies Location: Singapore, SG Job Function: Investment Services Private Markets Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 offices around the world, we invest in more than 40 countries globally across asset classes and...