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5 days ago
We are seeking a Securities Trader to join our team. As a key member of our wealth management unit, you will be responsible for executing trades in capital markets products, providing clients with a wide range of investment and trading options.
Key Responsibilities:
- Trade capital market products, ensuring timely execution and accurate capture of all transactions in the applicable trading platform.
- Recommend securities ideas to clients, taking into account their investment and trading needs.
- Facilitate the new product process, coordinating due diligence and risk assessment.
- Discuss issues with stakeholders at all stages of the product due diligence and risk assessment process.
- Conduct post-launch reviews on approved products and annual reviews to adjust product risk levels based on current market conditions.
- Ensure policies and procedures are updated in accordance with prevailing rules and regulations.
- Handle queries from regulatory authorities related to regulated activity business.
Required Skills and Qualifications:
- Up to 3 years' experience in finance/banking with knowledge of capital market products.
- FMRP, CMFAS RES2B (previously M1B), CM-EIP (Previously M6), CM-SIP (Previously M6A), CACS 1 and CACS 2 certifications.
- Advanced MS Excel skills, VBA, Phyton knowledge is a plus.
- Familiarity with trading systems such as Bloomberg, MarketAxess and core banking platforms such as Avaloq is a plus.
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