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Lead Compliance Officer, Conduct and Culture

1 month ago


Singapore MANULIFE (SINGAPORE) PTE. LTD. Full time

About the Role

Manulife Financial Corporation is a leading international financial services provider seeking a seasoned professional to lead our conduct and culture agenda from a compliance perspective.

Key Responsibilities

  • As a member of the Fit and Proper Committee, you will review and assess matters pertaining to the fitness and propriety of new and existing agents/representatives.
  • Drive the company's conduct and culture initiatives to promote behaviors aligned with our values and regulatory standards.
  • Ensure that our fit and proper, outside business activities, and consequence management frameworks are sound, robust, and effectively implemented.
  • Provide guidance to business stakeholders on conduct and culture matters.
  • Work independently with minimal day-to-day guidance.

Requirements

  • A diploma or degree in finance, business, or related fields.
  • Minimum 10 years of related insurance industry experience.
  • Market conduct compliance background required.
  • Professional qualifications such as FLMI, Diploma in Life Insurance, CMFAS Exams (M5, M9, M9A, CHI, M8, M8A), Diploma in Financial Planning preferred.
  • Proficient in Microsoft suite of applications and generally tech-savvy.
  • Knowledge of key rules and regulations governing insurers and financial advisers.
  • Possess an ethical and tenacious mindset.
  • Ability to problem solve and collaborative attitude.

About Manulife

Manulife is an Equal Opportunity Employer committed to fair recruitment, retention, advancement, and compensation. We value diversity and inclusion, embracing cultures and individuals to foster a diverse work environment.

We offer a competitive salary package for this role, estimated around SGD $120,000 - SGD $180,000 per annum, based on location and experience.