Compliance Expert for Trust and Fiduciary Services
4 weeks ago
The Compliance Officer will be responsible for ensuring the Department's compliance with applicable laws and regulations. This includes maintaining current understanding of regulations as they relate to Fiduciary and Compliance Issues, educating the team regarding the same, and leading the trust examinations & liaison with Trust Regulators.
Key Responsibilities:- Primary responsibility for Department's compliance with applicable laws and regulations.
- Maintenance of Trust policies & procedures.
- Lead role in the trust examinations & liaison with Trust Regulators.
- Liaison between Trust Department and the Organization's audit, compliance, and risk management functions.
- Oversight of the new Account Review Process and management of Trust Committee agenda and materials.
- Participation in Trust Committee, Trust Officer Committee, and Privacy Committee.
- Management/Oversees the account review process including the ongoing assessment of Account Level Risks.
- Resource for Trust staff and other managers relating to Fiduciary questions.
This role requires a Bachelor's degree in Law, Business Administration or other related disciplines and minimum 5 years of experience in trustee companies and financial institutions. The ideal candidate should have knowledge of AML/CFT Compliance and relevant regulatory requirements, high level of integrity, interest in developing a career in Compliance, maturity, responsibility, ability to work independently, organization, attention to details, and willingness to learn.
Additional Requirements:- Good command of written and spoken English and Chinese. Mandarin is an advantage.
Competitive salary: HKD 550,000 - 650,000 per annum.
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