Trust Compliance Officer
1 month ago
Essential Duties and Responsibilities:
- Primary responsibility for Department’s compliance with applicable laws and regulations.
- Primary responsibility for maintenance of Trust policies & procedures.
- Lead role in the trust examinations & liaison with Trust Regulators.
- Liaison between Trust Department and the Organization’s audit, compliance, and risk management functions.
- Oversee the new Account Review Process / and manage Trust Committee agenda and materials.
- Participate as a member of Trust Committee, Trust Officer Committee, and Privacy Committee.
- Manage / Oversee the account review process including the ongoing assessment of Account Level Risks.
- Resource for Trust staff and other managers relating to Fiduciary questions.
- Maintain current understanding of regulations as they relate to Fiduciary and Compliance Issues and educate the team
- regarding the same.
- Maintain current understanding of regulations as they relate to Fiduciary and Investment Issues.
Requirements:
- Bachelor’s degree in Law, Business Administration or other related disciplines
- Minimum 5 years of Experience in trustee companies and financial institutions
- Knowledge of AML/ CFT Compliance and relevant regulatory requirements
- High level of integrity
- Interested in developing a career in Compliance
- Mature, responsible and able to work independently
- Organized and attentive to details.
- Willing to learn.
- Good command of written and spoken English and Chinese. Mandarin is an advantage.
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