Compliance Risk Manager
2 months ago
Compliance Risk Manager
We are seeking a seasoned Compliance Risk Manager to enhance our compliance risk framework and manage compliance programs for our diversified investment business groups. The ideal candidate will provide policy guidance, conduct compliance reviews, and develop risk-based compliance programs to facilitate execution of compliance reviews and monitoring.
Key Responsibilities:
- Conduct compliance reviews and monitoring/surveillance across our business activities;
- Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring;
- Advise business units in meeting regulatory requirements through implementing appropriate compliance risk policies and enhancing internal processes and procedures;
- Review completed risk and compliance assessment returns from each area of the business, identifying trends and areas of concern and working with business units to reduce any unacceptable exposures to regulatory risk;
- Provide compliance training and support through issuing internal compliance updates, training modules, and compliance guidelines.
Requirements:
- Minimum 3-5 years' relevant experience in compliance, audit, or risk management preferably in the securities, financial advisory, or fund management industry;
- Knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations;
- Excellent writing and communication skills;
- Good interpersonal, influencing, and networking skills;
- Team player.
About Phillip Securities:
Phillip Securities is a leading financial services company in Singapore, providing a range of investment products and services to individuals and institutions. We are committed to delivering exceptional customer service and building long-term relationships with our clients.
-
Risk and Compliance Manager
6 months ago
Singapur, Singapore AIA Full timeDo meaningful work with us. Every day. At Amplify Health, we’re looking for individuals with ambition, resilience and passion for healthcare, insurance, wellness and digital technology. As a fast-growing business with the ambition of making people and communities across Asia healthier, we have exciting career opportunities available to help us achieve...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore Phillip Securities Full timeCompliance Risk ManagerWe are seeking a Compliance Risk Manager to enhance the compliance risk framework of Phillip Securities. The successful candidate will manage and execute compliance programs, provide policy guidance, and conduct compliance training for the company's diversified investment business groups.Key Responsibilities:Conduct compliance reviews...
-
Compliance Risk Manager
1 month ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeCompliance Manager Job DescriptionWe are seeking a seasoned Compliance Manager to enhance our compliance risk framework and support the execution of compliance programs across our diversified investment business groups.Key Responsibilities:Conduct thorough compliance reviews and monitoring/surveillance across our business activities to identify potential...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeCompliance Role at Flintex Consulting Pte LtdWe are seeking a seasoned compliance professional to enhance our compliance risk framework. The ideal candidate will manage and execute compliance programs, provide policy guidance, and conduct compliance training for our diversified investment business groups.Key Responsibilities:• Conduct thorough compliance...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeJob Title: Compliance ManagerCompany: Flintex Consulting Pte LtdJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. As a Compliance Manager, you will play a critical role in enhancing the compliance risk framework of our company.Key Responsibilities:Conduct compliance reviews and...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore United Overseas Bank Full timeCompliance and Risk Management RoleUnited Overseas Bank is seeking a seasoned professional to join our Compliance function as a Compliance Risk Manager. In this role, you will be responsible for ensuring the Bank's compliance with regulatory requirements and identifying potential risks.Key Responsibilities:Provide independent risk assessments and...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore QCP Full timeJob Title: Compliance Risk ManagerQCP is a digital asset trading firm based in Singapore, with a vision to partner the next generation of investors to unlock institutional opportunities in digital assets. We are seeking a Compliance Risk Manager to join our team.The Compliance Risk Manager will be responsible for identifying and mitigating compliance risks,...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore United Overseas Bank Full timeCompliance Risk ManagerUnited Overseas Bank is seeking a Compliance Risk Manager to join our team. As a key member of our Compliance function, you will play a critical role in ensuring the bank's compliance with regulatory requirements.Key Responsibilities:Provide independent and objective perspective on residual compliance risk through a robust risk...
-
Risk and Compliance Manager
4 weeks ago
Singapur, Singapore AIA Full timeMeaningful Work with Amplify HealthAt Amplify Health, we're looking for individuals with ambition, resilience, and passion for healthcare, insurance, wellness, and digital technology. As a fast-growing business with the ambition of making people and communities across Asia healthier, we have exciting career opportunities available to help us achieve our...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. The successful candidate will be responsible for managing and executing compliance programs, providing policy guidance, and conducting compliance training for our diversified investment business groups.Key...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. The successful candidate will play a key role in enhancing our compliance risk framework and ensuring that our business activities are in line with regulatory requirements.Key Responsibilities:• Conduct thorough...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. The successful candidate will play a key role in enhancing our compliance risk framework and ensuring that our business activities are in line with regulatory requirements.Key Responsibilities:• Conduct thorough...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore United Overseas Bank Full timeAbout UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of over 500 branches and offices in 19 countries and territories. Our history spans more than 80 years, guided by our values of Honorable, Enterprising, United, and Committed.Job ResponsibilitiesWe are seeking a Compliance Risk Manager to join our team. The successful...
-
Compliance Risk Manager
1 month ago
Singapur, Singapore Flintex Consulting Pte Ltd Full timeJob Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. The successful candidate will play a key role in enhancing our compliance risk framework and ensuring that our business activities are in line with regulatory requirements.Key Responsibilities:• Conduct thorough...
-
Compliance Risk Manager
1 month ago
Singapur, Singapore QCP Full timeJob Title: Compliance ManagerQCP is a leading digital asset trading firm in Singapore, seeking a highly skilled Compliance Manager to join our team. As a key member of our compliance team, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Identify and mitigate...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore QCP Full timeJob Title: Compliance ManagerQCP is a leading digital asset trading firm in Singapore, seeking a highly skilled Compliance Manager to join our team. As a key member of our compliance team, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Identify and mitigate...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore Bitgo Full timeResponsibilities:Collaborate with the Compliance team to implement and execute compliance programs, including transaction monitoring, travel rule compliance, and sanctions.Identify and assess compliance risks, and monitor the business unit control environment to ensure effective risk management.Conduct risk assessments of compliance risks, third-party...
-
Compliance Risk Manager
1 month ago
Singapur, Singapore Bitgo Full timeCompliance Specialist Job DescriptionAbout the Role:We are seeking a highly skilled Compliance Specialist to join our team at BitGo. As a Compliance Specialist, you will play a critical role in ensuring that our company remains compliant with all relevant regulations and laws.Responsibilities:Collaborate with our Compliance team to implement and execute...
-
Compliance Risk Manager
4 weeks ago
Singapur, Singapore United Overseas Bank Full timeAbout the RoleThe Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today's tight and dynamic regulatory landscape.We are seeking a Compliance Risk Manager to join our team. As a key member of our...
-
Compliance Risk Manager
2 months ago
Singapur, Singapore United Overseas Bank Full timeAbout the RoleWe are seeking a highly skilled Compliance Risk Manager to join our team at United Overseas Bank Limited. As a key member of our Compliance function, you will play a critical role in ensuring the Group's regulatory obligations are met in today's complex and dynamic regulatory landscape.Key ResponsibilitiesReview and analyze alerts from...