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Compliance Risk Manager

3 months ago


Singapur, Singapore Flintex Consulting Pte Ltd Full time

Job Title: Compliance Manager

Company: Flintex Consulting Pte Ltd

Job Summary:

We are seeking a highly skilled Compliance Manager to join our team at Flintex Consulting Pte Ltd. As a Compliance Manager, you will play a critical role in enhancing the compliance risk framework of our company.

Key Responsibilities:

  • Conduct compliance reviews and monitoring/surveillance across our business activities to ensure adherence to regulatory requirements.
  • Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring.
  • Advise our business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk and compliance management initiatives, and enhancing and improving internal processes and procedures.
  • Review the completed risk and compliance assessment returns from each area of our business, identifying trends and areas of concern and working with the business units to reduce any unacceptable exposures to regulatory risk.
  • Provide compliance training and support through issuing of internal compliance updates, training modules, and compliance guidelines.

Requirements:

  • Minimum 3-5 years' relevant experience in compliance, audit, or risk management in the securities, financial advisory, or fund management industry.
  • Should have knowledge of key applicable regulations in Singapore such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations.
  • Excellent writing and communication skills.
  • Good interpersonal, influencing, and networking skills.
  • Team player.