Private Banking Compliance Officer

Be a pioneer in a newly setup Private banking platform of an established FI.Responsibilities Assist the Head of Compliance in the managing the compliance function for the Private banking business unit Provide advice to stakeholders and ensure the bank complies with all regulatory/legal requirements as well as internal policies Provide advice to business unit...

Compliance Expert RoleThis Compliance Expert position is focused on supporting the Front Office in new client account openings. Key responsibilities include guiding the Front Office on KYC, SOW, and AML requirements, ensuring accurate and timely client onboarding, conducting risk assessments, and maintaining compliance with regulations.To excel in this role,...

**Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...

**The organisation offers you the chance to**: - Advise the private banking business on regulatory obligations, licensing requirements and carry out necessary regulatory changes internally. - Keep abreast of regulatory changes affecting the bank and ensure that internal compliance policies are updated/robust. - Establish compliance policies and assist in...

**Salary**: $4.5K to $5.2K Industry: Bank **JOB DUTIES**: - Conduct Anti-Money Laundering (AML) checks, including name screening. - Ensure compliance with relevant laws and regulations for preventing money laundering and terrorist financing. - Maintain and update customer data, including periodic KYC reviews. - Handle account opening and closing...

Roles & ResponsibilitiesOur client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance...

Our client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance frameworks. Key Responsibilities:...

Assist the Head of Compliance of Singapore Branch in providing regulatory compliance related advisory, managing compliance program and carrying out compliance monitoring and reviews to ensure Bank’s compliance with applicable laws and regulations, including Banking Act, Securities & Futures Act (“SFA”), Financial Advisers Act (“FAA”) and relevant...

**Summary** **Perform account opening, KYC, periodic review and Enhanced CDD for on-boarding of PEP clients Duties & Responsibilities: - Performing enhanced due diligence and reviews of PEP clients including Periodic Review - Advising on compliance and regulatory issues relating to KYC. - Liaise with internal clients like AML Front Control/Front office/...

Regulatory Compliance ProfessionalWe are seeking an experienced Regulatory Compliance professional to support the regulatory compliance function within our Private Banking business.Key Responsibilities:Develop and maintain effective compliance policies and procedures that align with internal standards and local regulatory requirements.Support the Compliance...