Compliance Expert

5 days ago

Singapore beBeeInvestigator Full time $80,000 - $120,000
Market Conduct Investigator Role

Job Summary:

We are seeking a highly motivated and detail-oriented Market Conduct Investigator to join our team. The successful candidate will be responsible for investigating complaints or allegations of serious misconduct in a fair, independent, and prompt manner.

Key Responsibilities:

  • Investigate any complaints or allegations of serious misconduct and provide recommendations on candidates with adverse findings or issues.
  • Provide sound assessment and recommendations on new candidates with adverse findings/issues and existing representatives that are placed on enhanced due diligence monitoring.
  • Support the business on matters relating to ongoing due diligence of existing representatives.
  • Undertake ad-hoc tasks, projects, or reviews as directed by the Lead – Market Conduct Investigation and Head – Sales Surveillance & Investigation.

Requirements:

  • At least 3-5 years of experience in a compliance role in a financial institution or similar institution.
  • Preferably with experience in investigation into customers' complaints and dealing with Distribution functions.
  • Professional qualifications preferably with Insurance-related certifications (e.g. FLMI (LOMA), CMFAS Module 5, 9, 9A & Health Insurance).
  • Degree, preferably in Business, Insurance, or Finance related fields.

What We Offer:

  • A platform for career growth and development opportunities.
  • An inclusive and diverse work environment.
  • Equal opportunities for all applicants and employees.

How to Apply:

Applicants must have relevant qualifications and experience. A cover letter outlining how your skills and experience align with this role is required. Please ensure your application reaches us in a timely manner so we can schedule an interview at your earliest convenience.

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