Global Alternative Investments Compliance Expert

18 hours ago


Singapore beBeeCompliance Full time

A leading alternative investments organization is seeking a skilled professional to fill the role of VP Compliance.

  • Key Responsibilities:
  • • Preparing regulatory filings for entities
  • • Managing relationships with local regulatory bodies and auditors
  • • Assisting with oversight and implementation of compliance programs
  • • Handling staff personal dealing in financial instruments
  • • Resolving staff conflict of interest situations
  • • Providing compliance opinions and risk assessments on KYC files and PEP/Sanctions alerts requiring intervention

The ideal candidate will have a Bachelor's degree and 10-15 years of experience in regulatory compliance, preferably working in-house at an asset management or compliance consulting firm.

Additional Requirements:

  • Consultant Registration No.
  • Singapore Employment Agency License No.

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