
Global Alternative Investments Compliance Expert
18 hours ago
A leading alternative investments organization is seeking a skilled professional to fill the role of VP Compliance.
- Key Responsibilities:
- • Preparing regulatory filings for entities
- • Managing relationships with local regulatory bodies and auditors
- • Assisting with oversight and implementation of compliance programs
- • Handling staff personal dealing in financial instruments
- • Resolving staff conflict of interest situations
- • Providing compliance opinions and risk assessments on KYC files and PEP/Sanctions alerts requiring intervention
The ideal candidate will have a Bachelor's degree and 10-15 years of experience in regulatory compliance, preferably working in-house at an asset management or compliance consulting firm.
Additional Requirements:
- Consultant Registration No.
- Singapore Employment Agency License No.
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