
Senior Risk Assurance Leader
4 days ago
Seeking a seasoned professional to lead our 1LOD Markets Controls Testing Team. As a senior leader, you will oversee control testing execution and provide robust challenge to senior stakeholders on risk management matters.
- Main Responsibilities:
- Providing effective leadership to the 1LOD Markets Controls Testing Team
- Leading continuous improvement of all aspects of the control testing process
- Engaging, coaching, developing and managing the performance of Team members
- Directing development and execution of a large, complex programme of control assessment and testing
- Overseeing the supervision framework within the testing team, ensuring highly effective execution and reporting of testing activities
- Execution of the testing programme to agreed timelines, escalating and resolving obstacles to delivery
- Setting and maintaining high standards and best practice for execution of testing activities
- Providing robust and constructive challenge to Senior stakeholders on the design and effectiveness of controls
- Supporting stakeholders in determining necessary control remediation identified through the testing programme
- Maintaining highly effective Senior stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
- Presenting impactful summary outputs from the testing programme to Senior Management and Governance Committees and Forums
- Providing control subject matter expertise to stakeholders across all three lines of Defence
- 10+ years experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines
- Comprehensive understanding of Markets business activities and associated regulations
- Thorough Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities
- Strong understanding of control design assessment and effectiveness testing techniques and practices
- Extensive experience of leading execution of complex workloads to challenging timelines
- Extensive experience of leading a large team, coaching and developing team members
- Experience of overseeing a team to deliver rigor and attention to detail in execution
- Experience of developing and maintaining effective senior stakeholder relationships
- Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters
We are an equal opportunity employer, committed to attracting and retaining talented individuals who share our values. If you are passionate about your work and want to be part of a dynamic team, we encourage you to apply.
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