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Regulatory Compliance Officer

2 months ago

Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time
Job Summary

The Regulatory Advisory Officer plays a crucial role in ensuring that our business units operate in compliance with prevailing regulatory and industry requirements. As a key member of our team, you will provide compliance advisory, guidance, and support to our business units, ensuring that they are aware of and adhere to all relevant laws, regulations, and industry guidelines.

Key Responsibilities
  • Compliance Advisory
    • Work closely with business units to understand their issues and concerns, providing accurate and practical compliance advice in a timely manner.
    • Provide compliance advisory, guidance, and support for business unit initiatives, including the development, implementation, and maintenance of robust policies, procedures, and practices.
    • Identify and address regulatory compliance risks associated with marketing materials, ensuring that all necessary steps are taken to mitigate these risks.
  • Monitoring and Implementation of Regulatory/Industry Changes
    • Monitor regulatory and industry developments, identifying potential business impacts on our operations.
    • Disseminate relevant new, amended, or upcoming laws, regulations, and industry guidelines to relevant business units.
    • Work with business units to understand their business processes and procedures, providing guidance and oversight to identify gaps and implement corrective actions.
    • Participate in consultations and surveys of regulatory requirements and industry guidelines as required.
  • Regulatory Liaison
    • Liaise with key regulators and industry associations, ensuring that their requests and queries are promptly addressed.
    • Challenge business units on their responses to queries from regulators and industry associations, ensuring that they are responding in full.
    • Assess and escalate any matters or issues that could be of significant regulatory concern, including the assessment of incidents to determine if they constitute a regulatory breach.
    Requirements
    • Competencies and Personal Traits
      • Self-motivated and driven
      • Analytical and attentive to details
      • Good business acumen
      • Good problem-solving skills
      • Good communication skills
      • Basic understanding of the insurance industry and operations
      • Basic knowledge of regulations and industry guidelines applicable to the insurance/financial industry
    • Working Experience
      • At least 1-2 years of experience in a compliance role in a financial institution
    • Professional Qualifications
      • Preferably with insurance-related certifications
    • Education
      • Degree, preferably in business, insurance, or finance-related fields
    • Language
      • Strong command of the English language