Regulatory Compliance Specialist

4 weeks ago

Singapore Bank of Singapore Full time
Regulatory Compliance Manager

At Bank of Singapore, we foster a culture of excellence and integrity, where our employees thrive in a dynamic and supportive environment. We are committed to developing our people through various programs that enhance their professional and personal growth.

We offer attractive remuneration packages and non-financial benefits, as well as opportunities to develop your potential within OCBC Group's global network of subsidiaries and offices. If you have a passion for regulatory compliance and a drive to succeed, we invite you to explore this exciting opportunity.

Key Responsibilities
  • Provide timely and quality advice to business, risk, and infrastructure units on compliance, regulatory, and policy matters.
  • Interpret and analyze new or revised regulatory requirements, and provide guidance to responsible parties for timely and effective implementation of policies and procedures.
  • Formulate and update Compliance head office policies and procedures to ensure they are in-line with regulatory requirements and mitigate compliance risks.
  • Work with external counsels to draft/review cross-border marketing guidelines and support Business in their implementation of processes/controls to comply with these guidelines.
  • Assess incidents to determine whether they are regulatory breaches and/or involve staff misconduct, and handle reporting of regulatory breaches and/or misconduct to MAS.
  • Assist in undertaking management action plans to close Compliance-related audit points by regulator, internal audit, and external audit.
  • Coordinate with internal stakeholders to address and respond to regulatory inquiries on a timely basis.
  • Escalate adverse or significant compliance/regulatory issues to Compliance management.
Requirements
  • Minimum 8 years of relevant experience, preferably in private banking compliance; or with MAS or audit firms.
  • Good understanding of the regulatory framework for private banking/wealth management business, including but not limited to Banking Act, Securities and Futures Act, Financial Advisers Act, and Private Banking Code of Conduct.
  • Excellent interpersonal skills and the ability to work collaboratively in a team-oriented environment.
  • Exceptional written and oral communication skills, with the ability to communicate complex ideas effectively.
  • Strong analytical and problem-solving skills, with the ability to quickly identify issues, exercise sound judgment, and manage execution under pressure.
  • Attentive to details and capable of multi-tasking in a fast-paced environment, with the ability to meet tight timelines and work independently.
  • Degree holder from a reputable university, preferably with an outstanding academic record.
  • Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.

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