Financial Services Regulatory Compliance Specialist

2 days ago

Singapore KPMG - Singapore Full time
Job Title: Financial Services Regulatory Compliance Specialist

KPMG - Singapore is seeking a highly skilled Financial Services Regulatory Compliance Specialist to join our team. As a key member of our financial services practice, you will work closely with clients to help them navigate the complex regulatory landscape and ensure compliance with relevant laws and regulations.

Key Responsibilities:

• Assist clients in developing and implementing effective regulatory compliance processes and controls
• Provide expert advice on regulatory definitions and interpretations, and perform quality reviews of existing risk processes and controls
• Collaborate with clients to identify potential growth opportunities and establish new business lines in Singapore
• Develop regulatory governance frameworks, policies and procedures to enable effective management of regulatory risks for financial institutions
• Provide internal audit services to financial institutions
• Provide regulatory specialist resources to financial institutions to assist them in special projects, to support short-to-long term regulatory projects
• Provide customised training for clients including senior executives of financial institutions on banking and capital markets laws and regulations
• Work with our Solutions team on ideation and development of regulatory tools to enable our clients manage their regulatory risks efficiently

Requirements:

• Excellent academic background, including a Bachelor or Master degree in Accountancy, Banking and Finance, or Law. Professional qualification in CFA/FRM would be a plus
• At least 1-2 years relevant experience in financial institutions, compliance advisory firms, or public accounting firms
• Sound understanding of the key operations of a banking institution, capital markets intermediary and/or payment services provider. An understanding of derivatives and financial instruments is required
• Knowledge of the Singapore's Banking Act, Securities and Futures Act, Financial Advisers Act, and/or Payment Services Act and the relevant subsidiary legislations and regulatory requirements issued by the Monetary Authority of Singapore
• Keen interest in risk and controls, fintech/regtech, as well as the financial services landscape
• Ability to work across KPMG and our clients at different levels in the organisation and with people from different cultures. KPMG is a globally minded organisation
• Exceptional analytical, problem solving and presentation/report writing skills, combined with a good understanding of business dynamics and commercial value drivers
• High proficiency in both verbal and written English is essential. Chinese or other Southeast Asian language skills are an added advantage

About KPMG - Singapore:

KPMG - Singapore is a leading professional services firm that provides audit, tax, and advisory services to clients across various industries. We are committed to helping our clients navigate the complex regulatory landscape and achieve their business objectives.

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