Private Banking Compliance Specialist

Be a pioneer in a newly setup Private banking platform of an established FI.Responsibilities Assist the Head of Compliance in the managing the compliance function for the Private banking business unit Provide advice to stakeholders and ensure the bank complies with all regulatory/legal requirements as well as internal policies Provide advice to business unit...

Our team is seeking a seasoned professional to lead Private Banking Compliance Assurance across APAC, providing secondary support to Global Markets and Investment Banking Division.This role involves identifying key risks and control gaps, performing root cause analyses, and delivering insights into testing and findings for compliance assurance reviews.To be...

Job Title: Private Banking SpecialistAs a Private Banking Specialist, you will be responsible for conducting holistic Know Your Customer (KYC) reviews for Private Banking and High-Net-Worth Individual clients.Conduct comprehensive KYC reviews to identify and mitigate potential risks.Perform in-depth Source of Wealth (SOW) reviews, benchmarking, and detailed...

Senior KYC Specialist in Private BankingThis role focuses on conducting thorough assessments of client relationships to ensure compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations.The ideal candidate will have a deep understanding of regulatory standards and be able to identify potential risks associated with new and existing...

Compliance Officer, Private BankingJob Description:We are seeking an experienced Compliance professional to support the regulatory compliance function within our Private Banking business.The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective...

Regulatory Compliance ProfessionalWe are seeking an experienced Regulatory Compliance professional to support the regulatory compliance function within our Private Banking business.Key Responsibilities:Develop and maintain effective compliance policies and procedures that align with internal standards and local regulatory requirements.Support the Compliance...

Job Title:Compliance Assurance Leader Job Description:We are seeking a seasoned professional to lead our Compliance Assurance function across Asia Pacific. In this role, you will be responsible for identifying key risks and control gaps, performing root cause analyses, and delivering insights into testing and findings for compliance assurance reviews. You...

Roles & ResponsibilitiesOur client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance...

Our client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance frameworks. Key Responsibilities:...

**Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...