Brokerage Operations Director

Job OverviewThis role entails managing operational aspects of a brokerage business, requiring expertise in operations and knowledge of brokerage processes to ensure compliance with regulatory requirements.

Explore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrow—people with a unique combination of skill + passion. If you have the qualities and drive to lead yourself...

Job Overview This role encompasses the management of middle and back-office operations for a brokerage business, requiring strong operational expertise and a solid understanding of brokerage processes to ensure compliance with regulatory requirements. Key Responsibilities Manage the client onboarding process, ensuring compliance with regulatory...

Job OverviewThis role encompasses the management of middle and back-office operations for a brokerage business, requiring strong operational expertise and a solid understanding of brokerage processes to ensure compliance with regulatory requirements.Key ResponsibilitiesManage the client onboarding process, ensuring compliance with regulatory assessments,...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Join one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...

Join one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...

Join one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...

L- Posted by - Loretta Chan- Director Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore. Key responsibilities: - Cover a full spectrum of Compliance scope includes regulatory compliance, internal...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...