Financial Security Compliance Officer
2 days ago
Financial Security Compliance Officer (Associate or AVP Grade) Singapore is part of Financial Security team responsible for the prevention of money laundering, the fight against terrorist financing, for economic sanctions compliance. Singapore Financial Security Compliance Officer, Sanctions is involved in the process to limit the exposure of the Bank to risks associated with violations of sanctions and to ensure the Bank must comply with applicable sanctions regulations.
Responsibilities
Direct Responsibilities
• Keep updated on OFAC sanctions programs, UNSC, EU and local sanctions measures and applications.
• Keep updated on developments on sanctions, embargoes and related Sanctions laws and regulations as well as group policies and procedures.
• Provide sanctions advisory to business lines and functions.
• Perform Level 3 alert control clearance process and all related matters in accordance with policies and procedures, including without limitation:
- review and analyze transaction alerts escalated by Level 2, trade operations;
- conduct appropriate enhanced due diligence and ensure proper clearance of such transaction alerts in accordance with prevailing AML & sanctions regulations and policies; and
- Ensure proper escalation of transaction alerts to Country and/or Regional Compliance where appropriate.
- Provide advisory support on Level 3 framework and all related matters.
• Implement sanctions monitoring standards in line with Head office and Regional policies, procedures and guidelines.
• Coordinate and assist in the list management process and dashboard reporting.
• Manage and coordinate all queries and matters related to alerts process.
• Coordinate and assist in the testing, implementation and maintenance of related sanctions tools and systems.
Contributing Responsibilities
• Ensure efficient framework for the identification and clearance of sanction alerts.
• Provide appropriate guidance to new joiners, businesses and functions to enhance sanctions risk awareness.
• Coordinate and participate in ad hoc projects, risk assessment and audit / regulatory inspections.
• Generally provide support into the Head of Financial Security KYC Singapore.
Technical & Behavioral Competencies
• Must have relevant AML & Sanctions Compliance experience.
• Good general knowledge of the international financial sanctions laws and regulations in an international financial institution or a regulatory body in Asia Pacific is preferred.
• Must have strong interpersonal skills, a flexible, collaborative and team-oriented approach to problem-solving and an ability to work in a fast-paced and rapidly changing environment.
• An ability to write concisely and clearly; and to produce clear constructive advice under pressure and within short timeframes.
• Must evidence an attention to detail and have an investigative and questioning nature.
• Ideally be flexible and have a hands-on in work style, with the ability to work independently to carry out projects.
• Ideally be familiar with navigating the operational tools which support Sanctions Compliance controls.
• Ability to maintain high quality in a risk intensive environment.
• The ideal candidate should have experience in corporate and investment banking (CIB) and exposure to security services.
• A good team player.
Why joining Compliance as Financial Security Compliance Officer?
As a Financial Security Compliance Officer, you will play a critical role in safeguarding our organisation against financial crime. In this position, you will stay current with OFAC Sanctions programs,
deliver expert sanctions advisory and conduct in-depth review and analysis of transaction alerts escalated by level 2.
Specific Qualifications (if required)
Relevant industry certification (e.g. ACAMS or ICA) preferred
As the leading European Union bank, and one of the world's largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
•BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
•BNP Paribas MixCity which fosters better representation of women at all levels of the organization
•Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
•BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
==
-
Compliance Officer
1 week ago
Singapore DA Financial Service Full timeResponsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...
-
Compliance Officer
1 week ago
Singapore DA Financial Service Full timeAt DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant laws, regulations, and rules.Key ResponsibilitiesCompliance Advisory Support: Provide comprehensive compliance advisory...
-
Compliance Officer
7 days ago
Singapore GRANDTAG FINANCIAL CONSULTANCY (SINGAPORE) PTE. LTD. Full timeRoles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...
-
Financial Officer Role
6 days ago
Singapore UNIFORCE SECURITY SERVICES PTE. LTD. Full timeFinancial Officer RoleAbout the RoleAs a Financial Officer at UNIFORCE SECURITY SERVICES PTE. LTD., you will be responsible for handling all payroll-related matters, ensuring fair and prompt release or freeze of salary payment to all employees.Key ResponsibilitiesReporting to the Finance ExecutiveHandling payroll matters, including salary payments, bank...
-
Financial Crime Compliance Manager, APAC
7 days ago
Singapore STONEX FINANCIAL PTE. LTD. Full timeRoles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...
-
Singapore BNP Paribas Full timePosition Purpose The Compliance function is at the heart of BNP Paribas' risk management. One of the pillars of the Group's internal control setup, Compliance teams work both independently and in close partnership with the Business to adapt to the evolution of the Group's activities and the requirements of the regulators. Compliance teams contribute to...
-
Security Officer
3 weeks ago
Singapore RAS SECURITY SERVICES PTE LTD Full timeJob Title: Security OfficerWe are seeking a reliable and vigilant Security Officer to join our team at RAS SECURITY SERVICES PTE LTD.Job Summary:The successful candidate will be responsible for ensuring the safety and security of our premises, including the factory environment and guard house.Key Responsibilities:Patrolling the premises to detect and prevent...
-
Compliance Officer
7 days ago
Singapore PROMISELAND INDEPENDENT PTE. LTD. Full timeRoles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...
-
Security Officer
2 months ago
Singapore METROPOLIS SECURITY SYSTEMS PTE. LTD. Full timeRoles & ResponsibilitiesJob Description & RequirementsJob Responsibilities: General Screening. Guarding and Patrolling. Access and Egress Control. Basic Incident Report.Skills and Experience: 2 Basic Licensing units to be Security Officers. RTT – Recognise Terrorist Threats. WSQ – Handle security incidents and services. WSQ – Provide guard and...
-
Senior Regulatory Compliance Officer, APAC
6 days ago
Singapore STONEX FINANCIAL PTE. LTD. Full timeJob SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...
-
Security Officer
7 days ago
Singapore AETOS SECURITY MANAGEMENT PTE. LTD. Full timeRoles & ResponsibilitiesEmbark on a new career with us. You make the difference.Job Responsibilities:Through AETOS, we have the power to change lives. Every day is a chance to help make a difference. Doing it better. Ensuring the utmost peace of mind for our clients, members of public, and for our next generation. With an unmatched history and long-standing...
-
It security officer
13 hours ago
Singapore ESGPEDIA PTE. LTD. Full timeCompany Description ESGpedia Pte Ltd is Asia’s leading ESG data and technology company, headquartered in Singapore. Its ESGpedia platform powers the ESCAP Sustainable Business Network (ESBN) Asia-Pacific Green Deal digital platform, the ASEAN Single Accesspoint for ESG Data (SAFE) pilot initiative, and the Monetary Authority of Singapore’s (MAS)...
-
Compliance Officer
1 month ago
Singapore DBS Bank Limited Full timeJob Title: VP/AVP, Business Compliance, Group Legal, SecretariatDBS Bank Limited is seeking a highly skilled and experienced professional to join our team as a VP/AVP, Business Compliance, Group Legal, Secretariat. This role will be responsible for providing regulatory and compliance advice and support to the Global Financial Markets (GFM) business in DBS...
-
Financial Analyst
2 days ago
Singapore Horangi Cyber Security Full timeJob Description for Accountant at Horangi Cyber SecurityResponsibilities:Revenue Accounting - Provide guidance on revenue recognition and deferred revenue accounting, ensuring compliance with IFRS and audit requirements.AR Operations - Manage daily AR operations, including sales order processing, cash collection, and month-end closing of AR accounting...
-
Financial Services Compliance Officer
6 days ago
Singapore LMA RECRUITMENT SINGAPORE PTE. LTD. Full timeMarket Conduct Compliance RoleWe are seeking a skilled Compliance Investigation Officer to join our team at LMA RECRUITMENT SINGAPORE PTE. LTD. As a key member of our compliance team, you will be responsible for handling complaint resolutions, thematic audits, and management reporting. This is a 12-month contracting role that requires a strong understanding...
-
Security Officer
7 days ago
Singapore SECURITY & RISK SOLUTIONS PTE. LTD. Full timeRoles & ResponsibilitiesLocations: Woodlands N Coast Dr Bendemeer Road Kranji Position: Security Officer Salary: $2,870.00/month (Gross) Shift Details:12-hour shifts, 5 days a week Morning shift: 0730hrs to 1930hrs Night shift: 1930hrs to 0730hrs Benefits: Variable bonus (Once every 6 months) Comprehensive medical coverage Medical & annual leave...
-
Senior Security Officer
6 days ago
Singapore FORCE-ONE SECURITY PTE. LTD. Full timeJob SummaryFORCE-ONE SECURITY PTE. LTD. is seeking a skilled Senior Security Officer to join our team. As a key member of our security operations, you will be responsible for ensuring the safety and security of our premises, tenants, and visitors.Key ResponsibilitiesOperate and maintain smart security systems, including access control and CCTV...
-
Security Officer
6 months ago
Singapore FORCE-ONE SECURITY PTE. LTD. Full timeRoles & Responsibilities Patrolling duties of premises using patrolling vehicles Assist tenants and visitors when necessary Incident management services using smartphone app Access control management using VMS technology Prior experience in the security industry is an advantage Any other associated tasks and responsbilities assigned from time to...
-
Compliance Officer
2 months ago
Singapore DBS Bank Limited Full timeJob SummaryWe are seeking a highly skilled Compliance Officer to join our Global Financial Markets team at DBS Bank Limited. As a key member of our team, you will be responsible for providing regulatory and compliance advice and support to our business in Singapore and regionally.Key ResponsibilitiesCompliance Culture Development: Contribute to the...
-
Compliance Officer, Global Financial Markets
3 weeks ago
Singapore DBS Bank Limited Full timeJob Title: AVP, Business Compliance, Group Legal, SecretariatJob Summary:DBS Bank Limited is seeking a highly skilled and experienced Compliance Officer to join our Global Financial Markets team. The successful candidate will be responsible for providing regulatory and compliance advice and support to the DBS Vickers business, ensuring that the bank's...