Financial Services Compliance Officer

Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...

At DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant laws, regulations, and rules.Key ResponsibilitiesCompliance Advisory Support: Provide comprehensive compliance advisory...

Responsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...

Roles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...

Job SummaryeFinancialCareers Sourcing Services is seeking a highly skilled Compliance Executive to join our team. The ideal candidate will have a strong background in financial regulations and a proven track record of implementing compliance frameworks.Main ResponsibilitiesDevelop and implement compliance policies and procedures in accordance with regulatory...

Job SummaryAre you looking for a challenging role in regulatory compliance? Do you have a strong understanding of financial regulations and experience in managing compliance risks? We are seeking a Senior Regulatory Compliance Manager to join our team at STONEX FINANCIAL PTE. LTD.As a Senior Regulatory Compliance Manager, you will be responsible for ensuring...

Job Title: Compliance ExecutiveeFinancialCareers Sourcing Services is seeking a highly skilled Compliance Executive to join our team. As a Compliance Executive, you will play a critical role in ensuring that our company's financial services operations comply with relevant regulations and laws.Job Purpose:The primary purpose of this role is to implement and...

Job Title: AVP, Business Compliance, Group Legal, SecretariatJob Summary:DBS Bank Limited is seeking a highly skilled and experienced Compliance Officer to join our Global Financial Markets team. The successful candidate will be responsible for providing regulatory and compliance advice and support to the DBS Vickers business, ensuring that the bank's...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our Global Financial Markets team at DBS Bank Limited. As a key member of our team, you will be responsible for providing regulatory and compliance advice and support to our business in Singapore and regionally.Key ResponsibilitiesCompliance Culture Development: Contribute to the...

Roles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...

Job SummaryWe are seeking a highly skilled Financial Services Compliance Specialist to join our team at FINEXIS ADVISORY PTE. LTD. The ideal candidate will have a strong background in financial services compliance and regulations, with excellent analytical and communication skills.Key Responsibilities:Validate Know-Your-Client submissions by consultants to...

Job Overview At Mobile Community Tech PTE. LTD., we are seeking a highly skilled Compliance Executive Officer to join our team. The successful candidate will be responsible for overseeing the compliance team, ensuring that our operations adhere to all regulatory requirements and internal policies. Key Responsibilities • Maintain compliance with local...

About the RoleRANDSTAD PTE. LIMITED is seeking a highly experienced Financial Crime Compliance professional to join their team as a Senior Financial Crime Compliance Officer.Key ResponsibilitiesDevelop and implement effective AML programs that align with regulatory requirements and industry best practices.Provide AML/CFT/Sanctions advisory to the business...

Job OverviewThe Compliance Executive Officer will oversee the compliance team, ensuring that the company's operations adhere to all regulatory requirements and internal policies. This role involves developing compliance policies, conducting audits, and providing training to staff.Key ResponsibilitiesMaintain compliance with local and international financial...

Job OverviewThe Compliance Executive Officer will oversee the compliance team, ensuring that the company's operations adhere to all regulatory requirements and internal policies. This role involves developing compliance policies, conducting audits, and providing training to staff.Key ResponsibilitiesMaintain compliance with local and international financial...

Job OverviewThe Compliance Executive Officer will oversee the compliance team, ensuring that the company's operations adhere to all regulatory requirements and internal policies. This role involves developing compliance policies, conducting audits, and providing training to staff.Key ResponsibilitiesMaintain compliance with local and international financial...

Roles & ResponsibilitiesAre you looking to be a financial service professional in a leading multiple provider Financial Advisory firm?Job Highlights· Fulfilling Career with Attractive Remuneration Model· Exciting Career Progression and Developmental Pathway· Flexible Hours & Work Life BalanceJob DescriptionWe are looking for dynamic and talented candidate...

Job Title: VP/AVP, Business Compliance, Group Legal, SecretariatDBS Bank Limited is seeking a highly skilled and experienced professional to join our team as a VP/AVP, Business Compliance, Group Legal, Secretariat. This role will be responsible for providing regulatory and compliance advice and support to the Global Financial Markets (GFM) business in DBS...

Job OverviewThe Compliance Executive Officer will oversee the compliance team, ensuring that the company's operations adhere to all regulatory requirements and internal policies. This role involves developing compliance policies, conducting audits, and providing training to staff.Key Responsibilities\u2022 Maintain compliance with local and international...

Job OverviewThe Compliance Executive Officer will oversee the compliance team, ensuring that the company's operations adhere to all regulatory requirements and internal policies.This role involves developing compliance policies, conducting audits, and providing training to staff.Key Responsibilities:Maintain compliance with local and international financial...