Financial Services and Compliance Associate

Roles & ResponsibilitiesPosition Purpose:In Singapore, StoneX is regulated by MAS as a Capital Markets Service Licensee, an Exempt Financial Adviser and a Major Payment Institution, and by MinLaw as a registered dealer of precious stones and metals. StoneX is also a trading member of SGX-DT and a clearing member of SGX-DC. This expansion role at StoneX...

Senior Compliance Executive Singapore Headquartered in Singapore with presence in the United States and Indonesia, Straits Financial serves as the financial services arm of the CWT Group, a global leading provider of integrated logistics and financial services. We provide a fully-integrated service for our clients to access the financial and commodity...

Our company, STRATEGIC PARTNERS FINANCIAL SERVICES PTE. LTD., is seeking a highly motivated and enthusiastic individual to join our team as a Management Associate. As a key member of our business development team, you will play a crucial role in supporting our recruitment efforts and contributing to the growth and success of our organization. In this role,...

Roles & ResponsibilitiesSenior Compliance ExecutiveSingaporeHeadquartered in Singapore with presence in the United States and Indonesia, Straits Financial serves as the financial services arm of the CWT Group, a global leading provider of integrated logistics and financial services. We provide a fully-integrated service for our clients to access the...

Job SummaryWe are seeking a highly skilled Financial Services Associate to join our team at WGT EHR Pte Ltd. As a key member of our accounting team, you will be responsible for ensuring the timely preparation of accounting deliverables, reviewing supporting financial documents, and providing guidance and advice on accounting and GST matters.Key...

Job SummaryWe are seeking a highly motivated Management Trainee to join our team at Professional Financial Advisory Services. This is an excellent opportunity for recent graduates or those looking to transition into a management role within the financial services industry.About the RoleThis Management Trainee position involves participating in meetings,...

Roles & ResponsibilitiesBrief overviewDM Financial ("DM") is a professional services firm with offices in Singapore, Ireland, Cayman Islands, Netherlands, Bulgaria and United Kingdom. We provide specialised accounting services to investment vehicles which have combined asset values of approximately US$848bn. Our range of clients, complexity of client...

Company: Network For Electronic Transfers (S) The NETS Group is a leading payments services group, enabling digital payments for merchants, consumers and banks across the entire payments value chain. The Group operates Singapore’s national debit scheme enabling customers of DBS Bank/POSB, HSBC, Maybank, OCBC Bank, Standard Chartered Bank and UOB to make...

Key ResponsibilitiesAs a Financial Services Associate at METACOMP PTE. LTD., you will play a crucial role in ensuring smooth onboarding processes for new employees and effectively monitoring transactions to prevent fraud and ensure compliance. This dual-role position requires a unique blend of strong organizational skills, attention to detail, and analytical...

We're looking for a skilled Financial Services Associate to join our team at Citi. As a key member of our Private Client Coverage team, you will be responsible for providing exceptional client service and support to our high net worth clients. This is a dynamic and rewarding role that requires a strong understanding of financial markets and products, as well...

New headcount due to business Expansion Compliance advisory role Great opportunities for growth We are currently partnering with a financial services firm who is looking to add a compliance associate to their growing team. You will work under the leadership of the Head of Compliance and you will work across monitoring, surveillance, central compliance...

Main ResponsibilitiesDeliver exceptional client service and meet deadlines with precision.Establish and maintain accurate financial records for clients.Negotiate and recover fees for client engagements.Review and analyze financial statements, reports, and tax returns.Prepare and manage cash flow forecasts and bank reconciliations.Provide timely and accurate...

About the Role:We are seeking a Compliance Associate to join our team at Ambition. This is an exciting opportunity for a motivated individual to work in a dynamic environment and contribute to the growth of our financial services firm.Key Responsibilities:Assist in monitoring and surveillance activities to ensure compliance with regulatory...

Roles & ResponsibilitiesThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global...

Roles & ResponsibilitiesThe associate position presents an exciting opportunity to contribute significantly to supporting the small business community and the tax industry. If you are detailed-oriented and meticulous, this position can allow you to fully develop your interests and equip you with the relevant skills as a tax professional. You will play an...

Market Conduct Compliance RoleWe are seeking a skilled Compliance Investigation Officer to join our team at LMA RECRUITMENT SINGAPORE PTE. LTD. As a key member of our compliance team, you will be responsible for handling complaint resolutions, thematic audits, and management reporting. This is a 12-month contracting role that requires a strong understanding...

Summary Reporting to the Head of Compliance, Singapore Branch, you will provide compliance support to all business line and assist the various product lines in complying with the applicable laws rules and regulations as well as CACIB policies and procedures. Key Responsibilities Provide compliance support to the Singapore Branch. Work closely with other...

At DA Financial Service, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant laws, regulations, and rules.Key ResponsibilitiesCompliance Advisory Support: Provide comprehensive compliance advisory...

Job SummaryWe are seeking a highly skilled Financial Services Compliance Specialist to join our team at FINEXIS ADVISORY PTE. LTD. The ideal candidate will have a strong background in financial services compliance and regulations, with excellent analytical and communication skills.Key Responsibilities:Validate Know-Your-Client submissions by consultants to...

Roles & ResponsibilitiesAt Baker Tilly Singapore, we welcome highly motivated and committed individuals who share our core values to join us. We are committed to our values of leading by example, delivering quality services with integrity, communicating openly, acting ethically, and fostering a community built around civic responsibility and teamwork.We are...