Compliance Director – Hedge Fund

2 months ago


Singapore The Edge Partnership Full time

 

Key Responsibilities:

  • Directly support the Asia Chief Compliance Officer in handling compliance issues for Hong Kong/Singapore.
  • Ensure a strong compliance presence and offer compliance guidance to the investment team concerning daily business activities related to research and trading.
  • Help enforce compliance policies applicable to the firm's operations on a daily basis.
  • Monitor regulatory changes and proactively update compliance policies and procedures as needed.
  • Continuously educate both investment and non-investment staff on trading compliance requirements.
  • Assist with surveillance, testing, and other important aspects of the compliance program to meet ongoing obligations.
  • Stay informed about industry best practices in compliance and implement them to improve the firm's compliance program.
  • Timely and accurately complete and submit regulatory filings to local authorities.
  • Raise issues to global Compliance leaders and regional Business leaders as necessary.

Qualifications:

  • Bachelor's degree in business, finance, law, or a related field.
  • Around 10+ years of experience in compliance advisory from investment bank’s sales and trading / hedge funds
  • Solid experience in handling MNPI, trade surveillance and/or in reviewing marketing materials
  • Excellent communication and interpersonal skills.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and effectively manage multiple priorities.

Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to venus@theedgepartnership.com          

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.


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