Compliance Director – Hedge Fund
2 months ago
Key Responsibilities:
- Directly support the Asia Chief Compliance Officer in handling compliance issues for Hong Kong/Singapore.
- Ensure a strong compliance presence and offer compliance guidance to the investment team concerning daily business activities related to research and trading.
- Help enforce compliance policies applicable to the firm's operations on a daily basis.
- Monitor regulatory changes and proactively update compliance policies and procedures as needed.
- Continuously educate both investment and non-investment staff on trading compliance requirements.
- Assist with surveillance, testing, and other important aspects of the compliance program to meet ongoing obligations.
- Stay informed about industry best practices in compliance and implement them to improve the firm's compliance program.
- Timely and accurately complete and submit regulatory filings to local authorities.
- Raise issues to global Compliance leaders and regional Business leaders as necessary.
Qualifications:
- Bachelor's degree in business, finance, law, or a related field.
- Around 10+ years of experience in compliance advisory from investment bank’s sales and trading / hedge funds
- Solid experience in handling MNPI, trade surveillance and/or in reviewing marketing materials
- Excellent communication and interpersonal skills.
- Strong analytical and problem-solving skills.
- Ability to work independently and effectively manage multiple priorities.
Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to venus@theedgepartnership.com
Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.
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