Compliance AVP

about the companyOur client is an established Wholesale Bank hiring for a regulatory compliance AVP. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.about the jobEnsure the business complies with all relevant policies and procedures, from a group as well as local...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

We're looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business.Key Responsibilities Include. Monitor regulatory developments and update/develop...

Roles & Responsibilities​Charterhouse is supporting an international bank to source for a Transaction Monitoring AVP. The incumbent will be tasked to handle escalated alerts and provide transaction monitoring related advice to the business.RESPONSIBILITIES:Reporting to the Head of Department, the incumbent will undertake investigation and assessment of...

Roles & ResponsibilitiesWe’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business.Key Responsibilities Include· Monitor regulatory...

AVP, Compliance Specialist (IT, Bank, Permanent) Responsibilities:Responsible to ensure the Company complies with external regulations, legal requirements and its internal policies (including audit, corporate policy, regulatory matters) Facilitate and support communications with internal/external audit in collaboration with respective departmentsReview...

​Charterhouse Partnership is partnering with growing Financial Institution to source for a Regulatory Advisory AVP, reporting to the Head of Regulatory Compliance, you will assist to manage compliance risk within the company and provide regulatory compliance advisory to business Responsibilities You will be responsible for offering expert guidance...

​Charterhouse Partnership is partnering with growing Financial Institution to source for a Regulatory Advisory AVP, reporting to the Head of Regulatory Compliance, you will assist to manage compliance risk within the company and provide regulatory compliance advisory to businessResponsibilitiesYou will be responsible for offering expert guidance on...

Roles & Responsibilitiesabout the companyWe are representing a Finanical Institution that has a strong presence across Asia.about the job Performing monitoring and testing on topics such as employee Personal Account Dealing (PAD), Representatives Notification Framework (RNF) Register, Gifts & Entertainment (G&E), cross-border, email monitoring etc Assist...

about the companyOur client is a renowned direct insurer in Singapore. They are looking for a 1 year contract in the distribution compliance team. about the jobConduct thorough reviews of marketing materials to ensure compliance with relevant regulations and internal policiesProvide expert advice and guidance on market conduct issues to internal...

about the company We are representing a Finanical Institution that has a strong presence across Asia.about the jobPerforming monitoring and testing on topics such as employee Personal Account Dealing (PAD), Representatives Notification Framework (RNF) Register, Gifts & Entertainment (G&E), cross-border, email monitoring etcAssist to monitor regulatory...

Roles & Responsibilities Exciting opportunity to join a full bank in Singapore Assistant Manager/AVP level covering Japanese/Korean corporates. 4 to 6 years of experience.This exciting role is with a full bank in Singapore for as a Credit Analyst. Working in a lean team, you will work closely with the Credit team and prepare credit and credit related...

Roles & Responsibilities Excellent exposure Strong stable culture Great career progressionA well-performing Banking Client is looking for a AVP/VP, Finance Change to join the team. As an SME in Financial & Regulatory reporting functions for the bank, you will be the key person working with the Technology and Finance team to provide end to end solutions...

In this pivotal role, you will spearhead the supervision of front office activities, ensuring meticulous compliance with relevant processes. Your responsibilities extend to refining frameworks, policies, and procedures to meet regulatory standards. Additionally, you will be instrumental in fostering a culture of robust compliance, implementing strategies to...

In this pivotal role, you will spearhead the supervision of front office activities, ensuring meticulous compliance with relevant processes. Your responsibilities extend to refining frameworks, policies, and procedures to meet regulatory standards. Additionally, you will be instrumental in fostering a culture of robust compliance, implementing strategies to...

The candidate will support the Legal, Regulatory and Compliance Department ('LCD') and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Member Supervisiona) Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks.b) Review and strengthen frameworks,...

We are currently working with a renowned International developer in search of an accomplished Assistant Vice President (AVP) to join the team. In this role, you will play a crucial part in supporting the Chief Investment Officer (CIO) with a primary focus on the Group\'s local (Singapore) and overseas investments, particularly in the United Kingdom (UK)....

The incumbent will carry out monitoring of transactions and electronic communications to identify potential instances of market manipulation. You will ensure that surveillance activities adhere to established procedures and frameworks, following escalation processes, and resolving all issues promptly. You will be tasked to perform all the necessary...

Quality Assurance on AML and Corporate Compliance Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies Review and update QA programs periodically and upon changes to laws and...