Compliance Surveillance AVP

The incumbent will carry out monitoring of transactions and electronic communications to identify potential instances of market manipulation. You will ensure that surveillance activities adhere to established procedures and frameworks, following escalation processes, and resolving all issues promptly. You will be tasked to perform all the necessary...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution.  Key Responsibilities: Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. Monitor market activity...

about the companyOur client is an established Wholesale Bank hiring for a regulatory compliance AVP. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.about the jobEnsure the business complies with all relevant policies and procedures, from a group as well as local...

Roles & ResponsibilitiesExcellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage.In terms of career progression this role will start off with monitoring of day to...

Regulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...

Job Title: Project Consultant ComplianceBusiness Unit: Compliance Location: SingaporeReports To: Country HeadPerm/temp: Temporary role (9 months)Position Summary:This is a fixed term role which reports directly to the Country Head for day-to-day compliance activities with dotted reporting responsibilities to the Senior Director, Head of Compliance EMEA for...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports tothe Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillancea) Identify potential market misconduct and other behaviour that impact APEX’s operation of a fair, orderlyand transparent marketb) Review and...

Excellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage.  The role will start off with monitoring of day to day transactions that are flowing through the system...

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APACChecks adherence to framework, policies, procedures and manuals of Private Wealth.Provide regulatory advise to stakeholders in...

Roles & Responsibilities​Charterhouse is supporting an international bank to source for a Transaction Monitoring AVP. The incumbent will be tasked to handle escalated alerts and provide transaction monitoring related advice to the business.RESPONSIBILITIES:Reporting to the Head of Department, the incumbent will undertake investigation and assessment of...

Excellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage.In terms of career progression this role will start off with monitoring of day to day transactions that are...

Roles & ResponsibilitiesOur client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.AVP/VP, Compliance Testing & ControlResponsibilities : Reports to Head of Private Wealth Compliance, APAC Checks adherence to framework, policies, procedures and manuals of Private Wealth. Provide...

Roles & Responsibilitiesabout the companyOur Client is a renowned Financial Institution with presence across Asia. about the job Conduct compliance reviews and transaction surveillance Escalate breaches of regulatory requirements or misconduct Provide regulations guidance and training to internal staff Carry out compliance tasks assigned by the head of...

Business Risk Specialist- Monitoring & Assurance (Manager/AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides...

AVP, Compliance Specialist (IT, Bank, Permanent) Responsibilities:Responsible to ensure the Company complies with external regulations, legal requirements and its internal policies (including audit, corporate policy, regulatory matters) Facilitate and support communications with internal/external audit in collaboration with respective departmentsReview...

The candidate will support the Legal, Regulatory and Compliance Department ('LCD') and reports tothe Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillancea) Identify potential market misconduct and other behaviour that impact APEX's operation of a fair, orderlyand transparent marketb) Review and implement frameworks, policies and...

about the company Our Client is a renowned Financial Institution with presence across Asia. about the jobConduct compliance reviews and transaction surveillanceEscalate breaches of regulatory requirements or misconductProvide regulations guidance and training to internal staffCarry out compliance tasks assigned by the head of complianceskills and experience...

about the companyOur Client is a renowned Financial Institution with presence across Asia. about the jobConduct compliance reviews and transaction surveillanceEscalate breaches of regulatory requirements or misconductProvide regulations guidance and training to internal staffCarry out compliance tasks assigned by the head of complianceskills and experience...

We currently have openings for full-time Private Investigators to conduct covert surveillance operations.Only Singapore Citizens or Permanent Residents need apply.Benefits:Full CPF / Annual BonusHospitalisation / Personal Accident InsuranceOn the Job Training will be providedMinimum requirements:Secondary level educationNo Experience Required. Training will...

Roles & ResponsibilitiesWe currently have openings for full-time Private Investigators to conduct covert surveillance operations.Only Singapore Citizens or Permanent Residents need apply.Benefits: Full CPF / Annual Bonus Hospitalisation / Personal Accident Insurance On the Job Training will be providedMinimum requirements: Secondary level education; No...