Manager/AVP/VP, Risk

3 weeks ago


Singapore First Plus Asset Management Pte. Ltd. Full time

We're looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business.

Key Responsibilities Include

. Monitor regulatory developments and update/develop policies and procedures to ensure the company's compliance with regulatory requirements.

. Manage regulatory and internal/group reporting and relevant MAS submissions.

. Set up and implement an effective compliance monitoring program.

. lead AML/KYC/CDD work, identify & escalate risks to management when necessary, produce & maintain relevant KYC/CDD records

. Get involved in product development to identify regulatory risks

. Conduct investment compliance monitoring to ensure that the mandates/ funds managed by the company comply with relevant client and regulatory investment restrictions.

. Review marketing materials and client correspondences for compliance with internal and regulatory requirements.

. Review and approve staff trading requests in accordance with the company policy.

. Review fund offering documents/ fund reports for compliance with regulatory requirements.

. Conduct staff training on compliance and regulatory issues/ requirements. Participate in ad-hoc Group and regulatory compliance projects

. Assist Risk Committee in implementing risk management policies and procedures

. Assis in investment portfolio risk analysis and monitoring

. Assist in the Company's external & internal audits

Requirements

. Minimal 3 years of post-qualification compliance related experience ideally from a financial institution including banks, asset managers and fund managers

. Familiar with relevant MAS guidelines for capital market intermediary

. Someone who has self-initiative and commitment, want to take responsibilities and own policies and processes

. Good communication and writing skills in English Being able to speak/read Chinese would be a plus.

. Strong interpersonal skills and a good team player.

. Strong analytical and evaluative skills and attention to details.

. Good computer skills in MS Excel, ACCESS, Word & Powerpoint



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