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[PERM] Compliance Officer

1 month ago

Singapore The GMP Group Full time

Responsibilities:

  • Assist in monitoring and assessing Compliance program effectiveness at country or line of business level
  • Conduct KYC reviews for new and existing accounts and Bank KYC reviews in accordance with AML/CFT/Sanction/Tax framework
  • Review/monitor the Monthly Activities report for Deposits-Current Accounts and Remittances and update the Compliance Head of any Suspicious Activities.
  • Conduct screening of customers against the safe-watch system and perform any other Compliance operational assignments
  • Quarterly samples check on Import and export document and maintain record of the findings. Collate the findings and submit to Management for signoff /approval.
  • Monthly samples check on Operation’s 3rd party call back on Inward Remittance transactions and maintain record of findings and submit to Management for signoff /approval.
  • Weekly sample checks on Safewatch screened by CIB/Operation staffs – to extract samples from the Safewatch report download from Safewatch system and check for any omission of escalation for the Safewatch hits. Collate the findings and submit to Management for signoff / approval.
  • Daily sample checks on automated Daily KYC violation reports for CIB & LG – to extract samples from the daily report and check for any omission of escalation on the violation hits. Collate the findings and submit to Management for signoff /approval.
  • Fortent alerts – to obtain information and documentation from CIB & Operations as required and submit the documents and inquiry in Fortent system.

 

Requirements:

  • Relevant degree with at least 3 years experience in banking compliance
  • Good understanding of Compliance practices and local regulation
  • ML/FT Transaction Monitoring Committee an added advantage

 

Please state your availability, current and expected salary in the resume.

 

Qualified or interested candidates, please visit our GMP website at www.gmprecruit.com/current_jobs/posting.aspx to apply for this position with GMP Job Code: 24493

 

Tel: 6233 0482 - Eddie Tang (R1221129)

 

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Eddie Tang |   Registration No: R1221129

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