SVP, Control Room Compliance – Global Asset Management Firm

Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...

JOB CONTENT ROLE DESCRIPTION AND PURPOSE Direct and control the compliance activities of the BNPPAM Singapore business to ensure adherence to local regulatory requirements and global BNPPAM compliance standards. To represent Compliance function in the local management committees of BNPPAM Singapore. KEY RESPONSIBILITIES Seek to ensure that the local...

Working directly with Modular's General Counsel and Chief Compliance Officer, the jobholder will play an active part in the legal and compliance program at the Firm. The jobholder will be familiar with all forms of legal documentation relevant to a fund trading actively in the Asian FX, Rates and Derivatives markets and competent to review and negotiate...

A leading global asset management firm is looking to hire Employment Counsel to support their APAC Business. You will be responsible for the following. Reviewing and drafting employment contracts, including but not limited to, employment agreements, compensation arrangements, and termination documents. Handling employment-related complaints and litigation,...

Leading Financial Services firm Great culture and benefits I'm currently partnered with a leading financial services firm who are looking to add an experienced Control Room Lead to their team. You will be responsible for managing legal, regulatory, compliance and reputational risks, in addition to implementing compliance programmes across insider trading...

JOB CONTENT ROLE DESCRIPTION AND PURPOSE Work closely with the business development and client management teams to help BNPP AM generate new business and lend support to overall business activities. KEY RESPONSIBILITIES To work together with Regional and Singapore CRM to build our regional institutional business in the region covering Pensions,...

Compliance Role Overview BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the company's compliance with local regulatory requirements and global standards. Key Responsibilities * Ensure the company's operations are in conformity with all applicable laws...

{"Role Overview": "BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the local business operates in conformity with all applicable laws and regulations as well as BNPPAM and BNPP Group policies and procedures. Key Responsibilities: * Ensure compliance with...

GIC Private Limited is seeking a highly motivated and experienced Senior Vice President to lead its Control Room team. As a key member of the Legal and Compliance Department, you will be responsible for managing the legal, regulatory, compliance, and reputational risks of the organization.Key Responsibilities:Lead the strategic implementation and ongoing...

Join a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...

Job SummaryWe are seeking a highly motivated and experienced Asset Management Professional to join our team at BNP Paribas Asset Management. The successful candidate will be responsible for building and maintaining relationships with institutional clients in South Asia and South East Asia, with a focus on generating new business and supporting overall...

GIC Private Limited is a leading global long-term investor, and we are seeking a highly motivated and experienced individual to lead our Control Room team as Senior Vice President.About the RoleWe are looking for a Compliance expert with a strong background in the financial services industry to lead our Control Room team. The successful candidate will be...

About the RoleWe are seeking a seasoned Asset Management Professional to join our team at BNP Paribas Asset Management. The ideal candidate will have a proven track record in institutional sales and client relationship management in South Asia/South East Asia.Key Responsibilities:Work closely with our business development and client management teams to drive...

Join BNP Paribas Asset Management as a key player in our institutional sales team. As a Business Development Manager, you will work closely with our business development and client management teams to drive new business growth and support overall business activities. Your primary focus will be on building relationships with institutional clients, including...

ROLE DESCRIPTION AND PURPOSEDevelop and grow business relationships with top-tier global and regional Private Banks in Asia, driving revenue growth through:Developing sales strategies and generating new revenues with top-tier Private Banks in the regionServicing and growing assets with existing clientsAchieving assigned sales targetsCultivating and growing...

ROLE DESCRIPTION AND PURPOSEDevelop and generate revenues with top-tier global and regional Private Banks in Asia, driving business growth and expansion.Develop sales and generate new revenues with top-tier Private Banks in the regionServicing and growing assets with existing clientsAchieving assigned sales targetsCultivating and growing client relationships...

Roles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...

At FP Global, we are seeking a seasoned Senior Compliance Expert to join our team in a key role, driving compliance excellence across our operations. Key responsibilities include:Providing expert guidance on regulatory and firm compliance policy to our equity capital markets, debt capital markets, and syndicate teams, as well as senior management on issues...

  Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets and syndicate teams, and management on issues related to underwriting and private placements, marketing and selling securities offerings, as well as information barriers and other internal controls and issues...

Roles & ResponsibilitiesResponsibilities: Designing, developing, delivering and maintaining best-in-class compliance programs, policies and practices for compliance and risk management; Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving effective resolution with other stakeholders; Managing...