Legal and Compliance Manager
6 days ago
1. JOB DESCRIPTION
Job Title: Compliance and Legal Manager
Occupation: COMPLIANCE MANAGER
Job Description & Requirements
Working directly with Modular's Chief Compliance Officer and General Counsel, the jobholder will play an active part in the compliance program at the Firm as well as support the GC on legal matters when necessary. The jobholder should have knowledge and experience of the compliance frameworks relevant to MAS registered fund management companies and other compliance regimes relevant to fund managers. The jobholder will play an active part in monitoring compliance across the Firm.
Useful skills will include:
• Experience in Asset Management industry legal and/or compliance is a pre-requisite requirement. Hedge Fund experience a significant benefit.
• Experience in the day-to-day compliance monitoring and responsibilities for MAS regulated fund managers
• Experience conducting Customer Due Diligence, vendor due diligence and counterparty onboarding
• Experience in draft and/or amending policies to meeting changing business or regulatory requirements
• Experience with ISDA documentation and other trading agreements, Custody Agreements, Prime Brokerage Agreements, Fund Administration, Fund Documentation and structuring (Cayman and Singapore)
• English as well as Mandarin language skills
• Legal qualifications (including paralegal experience) is a benefit
Please include a CV and covering letter in your application.
We strongly encourage qualified candidates to submit applications directly through the Join Us page links on our website at www.modularam.com
Compensation will be determined based on experience level of the successful candidate.
Tell employers what skills you have
Outlook
Licensing
Asset Management
Legal Documents
Derivatives
Due Diligence
Risk Assessment
Regulatory Compliance
Legislation
Securities
Fund Administration
Internal Controls
Accounting
Compliance
AML
KYC
Audit
Financial Services
Legal Issues
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