Legal and Compliance Manager
16 hours ago
Legal and Compliance Manager
Responsibilities:
- Provided compliance regulatory advisory
- Established and oversaw compliance policies and procedures (SFA and FAA).
- Liaised with regulators (MAS, IRAS, MOM, ACRA) on all regulatory matters
- Managed audits, inspections, and legal document reviews.
- Handled audits and inspections
- Handled AML matters, including acting as MLRO officer.
Requirements:
- Bachelor degree in Law or any relevant qualification
- Knowledge of investment industry and international financial markets, preferably holding audit, law, and Compliance background
- Compliance experience with asset management companies/financial intermediaries
- Strong knowledge of local regulatory requirements and latest developments
- Knowledge of Bloomberg, CMGR
Ready to make an impact? We’d love to hear from you Apply today by sending your resume to apply81@talentvis.com
**We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Glenn Wong | EA Personnel No: R1106685
Tell employers what skills you have
Licensing
Asset Management
Bloomberg
Regulatory Affairs
Compliance
Audits
AML
Regulatory Requirements
Audit
Financial Services
-
Regional legal counsel
1 month ago
Singapore Compliance Wise Full timeJob Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...
-
Regional legal counsel
3 weeks ago
Singapore Compliance Wise Full timeJob TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...
-
Legal & Compliance Manager
1 week ago
Singapore CORNERSTONE GLOBAL PARTNERS PTE. LTD. Full timeRoles & ResponsibilitiesThe CompanyOur client is a rapidly growing macro alternative investment manager, the firm specializes in trading interest rate products, vanilla equities, FX, and rates, operating across the Asian financial markets. The Singapore office, established in 2020, houses a diverse team of approximately 30 professionals, including traders,...
-
Legal and Compliance Manager
4 days ago
Singapore MODULAR ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeRoles & Responsibilities1. JOB DESCRIPTIONJob Title: Compliance and Legal ManagerOccupation: COMPLIANCE MANAGERJob Description & RequirementsWorking directly with Modular's Chief Compliance Officer and General Counsel, the jobholder will play an active part in the compliance program at the Firm as well as support the GC on legal matters when necessary....
-
Legal and compliance manager
1 month ago
Singapore ICHAM Pte Ltd Full timeOur company is a leading asset management company with businesses comprising wealth management, fund management, and investment advisory. We are looking for a Legal and Compliance Manager to join us in our Singapore head office. The Legal and Compliance Manager will be responsible for overseeing all legal and compliance matters for our asset management...
-
Legal and Compliance Manager
1 month ago
Singapore ICHAM PTE. LTD. Full timeRoles & ResponsibilitiesOur company is a leading asset management company with businesses comprise of wealth management, fund management and investment advisory. We are looking for a Legal and Compliance Manager to join us in Singapore head office. The Legal and Compliance Manager will be responsible for overseeing all legal and compliance matters for our...
-
Legal and compliance manager
1 month ago
Singapore MODULAR ASSET MANAGEMENT Full timeWorking directly with Modular's General Counsel and Chief Compliance Officer, the jobholder will play an active part in the legal and compliance program at the Firm. The jobholder will be familiar with all forms of legal documentation relevant to a fund trading actively in the Asian FX, Rates and Derivatives markets and competent to review and negotiate...
-
Legal Executive
3 months ago
Singapore INFINITY LEGAL LLC Full timeRoles & ResponsibilitiesINFINITY LEGAL LLC is seeking to employ legal executive to assist in the firm’s growing and dynamic personal data protection and litigation practice.A Level and above, with legal experience preferred but not essential as on-job training will be provided. Familiarity with the PDPA and e-Litigation will be an advantage. Good...
-
Commercial Lawyer
2 days ago
Singapore INFINITY LEGAL LLC Full timeCompany OverviewINFINITY LEGAL LLC is a boutique law firm with expertise in litigation, commercial, and corporate matters. Our team provides high-quality legal services to our clients.About the RoleWe are seeking an experienced Commercial Lawyer to join our team. The successful candidate will have a proven track record in litigation, compliance, and...
-
Assistant Manager/Manager
4 weeks ago
Singapore SINGAPORE INSTITUTE OF LEGAL EDUCATION Full timeRoles & ResponsibilitiesThe Singapore Institute of Legal Education (“SILE”) is a statutory body established under the Legal Profession Act. Its role is to uphold and enhance the standards of legal education in Singapore. This involves conducting the Singapore Bar Courses and Examinations and overseeing the admission requirements for advocates and...
-
Legal Assistant
4 days ago
Singapore INFINITY LEGAL LLC Full timeJob Overview:Infinity Legal LLC is seeking a LAW FIRM SUPPORT SPECIALIST, an entry-level professional to work closely with our legal team. This role provides an opportunity for individuals pursuing or about to pursue a law degree to gain valuable experience in the field.Salary and Benefits:The estimated annual salary for this position is SGD $40,000-$60,000,...
-
Senior Compliance and Legal Manager
2 days ago
Singapore BEST WORLD INTERNATIONAL LIMITED Full timeJob OpportunityWe are seeking a highly motivated Senior Compliance and Legal Manager to join our team at BEST WORLD INTERNATIONAL LIMITED.About the RoleThis is an exciting opportunity to take on a challenging role in managing compliance and legal matters across various regions. As a Senior Compliance and Legal Manager, you will be responsible for overseeing...
-
Global Compliance and Legal Manager
4 days ago
Singapore TRACX LOGIS PTE. LTD. Full timeJob Summary:We are seeking a highly skilled Global Compliance and Legal Manager to join our team at TracX Logis Pte. Ltd.About the Role:The successful candidate will be responsible for handling corporate secretarial matters, managing compliance, and providing general commercial legal support in the APJ region.Duties and Responsibilities:To support all Board...
-
Legal and compliance manager, apj
3 weeks ago
Singapore Tracx Logis Pte.Ltd Full timeWe are an e-commerce logistics company based in Toh Guan Road, Jurong. The successful candidate will handle, manage, and oversee corporate secretarial matters of Trac X Logis Pte. Ltd and its group companies and provide general commercial legal support operating in the APJ region. Duties and Responsibilities Corporate Secretarial Support & Compliance...
-
Legal and Compliance Manager, APJ
1 week ago
Singapore TRACX LOGIS PTE. LTD. Full timeRoles & ResponsibilitiesThe successful candidate will handle, manage, and oversee corporate secretarial matters of TracX Logis Pte. Ltd and its group companies and provide general commercial legal support operating in the APJ region.Duties and ResponsibilitiesCorporate Secretarial Support & Compliance To support all the Board requirements including...
-
Legal Support Specialist
6 days ago
Singapore INFINITY LEGAL LLC Full timeAt Infinity Legal LLC, we are seeking a dedicated and organized individual to fill the role of Legal Support Specialist.Job OverviewThis position is ideal for an aspiring law student or recent graduate looking to gain hands-on experience in the legal field.Responsibilities:Provide research support to lawyers on various cases and projectsDraft documents and...
-
Legal and compliance manager, apj
3 weeks ago
Singapore Tracx Logis Pte.Ltd Full timeWe are an e-commerce logistics company based in Toh Guan Road, Jurong. The successful candidate will handle, manage, and oversee corporate secretarial matters of Trac X Logis Pte. Ltd and its group companies and provide general commercial legal support operating in the APJ region. Duties and Responsibilities Corporate Secretarial Support & Compliance...
-
Legal and compliance manager, apj
1 week ago
Singapore Tracx Logis Pte.Ltd Full timeWe are an e-commerce logistics companybased in Toh Guan Road, Jurong. The successful candidate will handle, manage, and oversee corporate secretarial matters of Trac X Logis Pte. Ltd and its group companies and provide general commercial legal support operating in the APJ region. Duties and Responsibilities Corporate Secretarial Support & Compliance To...
-
Legal & Compliance VP
4 weeks ago
Singapore RANDSTAD PTE. LIMITED Full timeRoles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit a Legal & Compliance VP to provide in-house advice and expertise on a broad range of legal and compliance topics. about the jobYour responsibilities will be to:• Provide sound, coherent and commercially minded legal and compliance advice on all matters...
-
Legal and Compliance Manager, APJ
1 week ago
Singapore Tracx Logis Pte.Ltd Full timeWe are an e-commerce logistics companybased in Toh Guan Road, Jurong. The successful candidate will handle, manage, and oversee corporate secretarial matters of TracX Logis Pte. Ltd and its group companies and provide general commercial legal support operating in the APJ region. Duties and Responsibilities Corporate Secretarial Support & Compliance To...