Legal & Compliance Director

4 weeks ago

Singapore DCS CARD CENTRE PTE. LTD. Full time
Roles & Responsibilities

Key Responsibilities:

  • Develop and implement comprehensive legal and compliance policies and procedures across the organization.
  • Conduct regular risk assessments and implement appropriate mitigation strategies.
  • Support the launch of new products and services, ensuring they meet regulatory requirements.
  • Oversee the company’s compliance program, ensuring activities are executed effectively and meet all regulatory requirements.
  • Provide strategic legal advice to the executive team on all significant issues affecting the company.
  • Manage corporate governance and ensure compliance with all statutory and regulatory obligations.
  • Review and revise business agreements, public announcements, terms and conditions, etc.
  • Lead internal audits and investigations, respond to external audits, and manage any litigation or regulatory actions.
  • Coordinate with various department heads to ensure that company practices are in alignment with legal and regulatory frameworks.
  • Train and supervise the legal and compliance department staff, ensuring high levels of performance and professional development.
  • Stay abreast of changes in laws that affect the company’s operations and strategic initiatives.
  • Represent the company to external stakeholders and regulatory bodies.
  • Lead KYC, CDD, and AML related work, ensuring accurate KYC/CDD records.
  • Identify & escalate risks to management, when necessary.
  • Support the effectiveness of the firm's compliance monitoring program - i.e., reviewing of marketing materials, monitoring of clients correspondence, provide oversight into staff's trading activities, conducting investment compliance monitoring to ensure the firm's business is compliant with regulatory requirements.
  • Conduct compliance and regulatory training to internal staff.
  • Contribute to the investment portfolio risk analysis and monitoring.

Requirements:

  • Bachelor degree or higher in Law, Finance, Business Administration, or a related field.
  • Minimum of 8 years of relevant experience in experience in regulatory compliance and AML/CFT within financial institutions,
  • Strong knowledge of MAS regulations and the Securities and Futures Act.
  • Interest in the crypto industry and a willingness to stay informed about industry trends and developments.
  • Proven experience in managing compliance within a complex organizational structure.
  • Excellent negotiation, communication, and presentation skills.
  • Demonstrated ability to think strategically and provide leadership across multiple levels of an organization.
  • Multi-lingual skills (English and Mandarin) are a plus, given the need to work across different cultures and geographies.
  • Ability to work independently and as part of a team.
  • Professional certifications in compliance or AML/CFT are an advantage (e.g., ICA, ACAMS).

Tell employers what skills you have

Negotiation
Licensing
Corporate Governance
Due Diligence
Risk Assessment
Regulatory Compliance
Ability To Work Independently
Litigation
Interpersonal Skills
Securities
Multilingual
Legal Advice
Audits
AML
Presentation Skills
Regulatory Requirements
KYC
Stakeholder Management
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