Derivatives Compliance Officer APAC
5 days ago
This is a newly created role reporting to the Global Head of Compliance based in Europe.
Responsibilities:
- Spearhead the development and implementation of a compliance program for the APAC region, ensuring adherence to derivatives regulations, trade sanctions, anti-bribery, and anti-money laundering (AML) standards.
- Collaborate with the global compliance team to foster a culture of integrity and compliance within a dynamic trading environment.
- Lead training initiatives and develop localized compliance policies to meet regional and global requirements.
- Monitor and investigate derivatives trading activities to ensure regulatory alignment and mitigate risks such as spoofing, wash trading, and price manipulation.
- Evaluate physical commodity transactions to address potential risks related to sanctions, bribery, and AML.
- Drive continuous improvement in compliance processes by contributing innovative ideas and aligning with global strategies.
Requirements:
- 8 years of experience with derivatives compliance
- Banking or Commodities background is essential
Please send in your resume in WORD format to nicola.clarke@keplersearch.com
*We regret that only shortlisted candidates will be notified.*
Nicola Clarke | EA License no. 18S9419 | EA Personnel no. R2197703
Tell employers what skills you have
Commodity
Futures
Microsoft PowerPoint
Microsoft Excel
Derivatives
Due Diligence
ISO
Private Banking
Futures and Options
Adaptability
Compliance
Banking
AML
Microsoft Word
Regulatory Requirements
KYC
Screening
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