Regional compliance officer for apac

6 days ago


Singapore COFCO Agri Ltd. Full time

Regional Compliance Officer for APACLocation: Singapore, Singapore, Singapore
Job Purpose:
Develop and implement a compliance program for the APAC in coordination with the Global Compliance team.
Responsibilities:
Keep up to date on rules and regulations on derivatives, trade sanctions, anti-bribery and anti-money laundering matters, applicable to CIL’s activity in APAC.
Ensure that new compliance policies are effectively published and notified to APAC employees, and that they are effectively implemented and complied with; develop regional or local policies or procedures as necessary.
Contribute to the Compliance Team’s efforts to implement a comprehensive training program covering all compliance matters (i.e. derivatives, trade sanctions, anti-bribery and anti-money laundering).
Monitoring:
Work in close coordination with the Regulatory Compliance team to monitor derivatives trading by investigating alerts on potentially abusive or disruptive trading (such as spoofing, wash trading, price manipulation, etc.).
Review derivatives trading activity in the APAC region continuously, to ensure it is conducted according to local exchange rules (for instance on regulatory reporting obligations, position limits or specific transactions such as EFPs).
Participate in the onboarding and review of CIL counterparts’ physical commodities transactions with regards to sanctions, bribery/corruption and money laundering risks.
Global Compliance Program:
Participate in the global team’s effort to develop a compliance culture within CIL.
Proactively attend the global compliance team meetings.
Constantly cooperate with the global compliance team’s program on training, policies and monitoring.
Contribute with new ideas to improve processes and enhance the overall compliance program.
Keep up-to-date with industry rules and regulations, and CIL’s objectives and new projects.
Daily interact with CIL’s commercial and functional teams, especially in all the APAC region.
What does it take to be successful in this role:
Bachelor’s Degree required.
5 to 10 years of experience in derivatives compliance, KYC, trade sanctions, and ABC/AML.
Experience with a Trading Firm or Financial Services Institution preferred.
Deep understanding of commodity trading and/or exchange-traded futures.
Very good knowledge of the commodity trading industry, preferably in the agricultural sector.
Familiarity with regulators and exchange undertakings.#J-18808-Ljbffr



  • Singapore Compliance Wise Full time

    Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...


  • Singapore Compliance Wise Full time

    Job TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...


  • Singapore This Is An IT Support Group Full time

    Role: Derivatives Compliance Officer Product: Futures Our client is a global leader in the commodities industry and is seeking an experienced Compliance Officer to join their global team. This role requires a strong understanding of derivatives compliance, particularly in relation to futures trading across exchanges in the APAC region. The ideal candidate...


  • Singapore TD (South East Asia) Limited Full time

    Job DescriptionRole Overview:We are seeking a highly skilled Senior AML Compliance Officer to join our team in the APAC region. The successful candidate will be responsible for ensuring that TD's anti-money laundering (AML) and anti-terrorist financing (ATF) compliance obligations are met in Europe and the Asia-Pacific region.Key Responsibilities:Perform...


  • Singapore This Is An IT Support Group Full time

    Role: Derivatives Compliance Officer Product: FuturesOur client is a global leader in the commodities industry and is seeking an experienced Compliance Officer to join their global team.This role requires a strong understanding of derivatives compliance, particularly in relation to futures trading across exchanges in the APAC region. The ideal candidate...


  • Singapore Link Compliance Full time

    Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...

  • Compliance Officer

    1 week ago


    Singapore SMBC Group Full time

    Job OverviewWe are seeking a highly skilled and experienced Compliance Officer to join our team in APAC. As a key member of our compliance function, you will play a crucial role in ensuring the bank's operations comply with regulatory requirements.


  • Singapore Vantage Data Centers APAC Pte. Ltd Full time

    Vice President, Regional General Counsel, APAC About Vantage Data Centers Vantage is committed to being a workplace of inclusion, equity, respect and acceptance. We celebrate diversity and intentionally seek out opportunities to learn from one another’s experience. Vantage Data Centers powers, cools, protects and connects the technology of the world’s...

  • Compliance Manager

    4 weeks ago


    Singapore CUSHMAN & WAKEFIELD (S) PTE LTD Full time

    Roles & ResponsibilitiesJob Description SummaryThe Compliance Manager APAC will play a critical role in supporting the organization’s Ethics & Compliance team in the APAC region. The role is responsible for providing our business with strategic guidance and having oversight in matters related to compliance with local laws and regulations, anti-corruption,...


  • Singapore CSCGFM Corporate Services Full time

    About the job Job Description Title: Compliance Manager for CSC Global Capital Markets Location: Singapore Working Hours: Mon to Fri - 40 hours per week Hybrid - 2-3 days in the office We are looking for a Compliance Manager to join our Risk & Compliance team in APAC with a focus on Capital Markets. In this role you will report to the Global Capital Markets...


  • Singapore Deel Inc Full time

    Who we are is what we do. Deel and our family of growing companies are made up of global teams dedicated to helping businesses hire anyone, anywhere, easily. The team comprises over three thousand self-driven individuals spanning over 100 countries, and our unified yet diverse culture keeps us continually learning and innovating the platform and products...


  • Singapore Mizuho Bank Full time

    Company OverviewMizuho Bank, a subsidiary of Japan-based Mizuho Financial Group, is one of the largest financial services companies in the world. With offices in major cities globally, including Tokyo, New York, London, Hong Kong, and Singapore, Mizuho provides financial and strategic solutions to diverse client needs.SalaryThe estimated salary for this role...


  • Singapore APAC Michael Page Full time

    Our client is a global manufacturing organization focused on cables and network components. They are now looking for a Regional Internal Audit Manager to lead audits across APAC operations while working with key leadership to implement audit strategies. This role ensures compliance with internal guidelines and contributes to the company's sustainable...

  • Asst. vice president

    2 weeks ago


    Singapore Mizuho Bank Full time

    Asst. Vice President / Vice President, Regional Assurance Compliance Design and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, support the development of a robust Compliance program to test and monitor controls and compliance with laws, rules, and regulations....


  • Singapore Fluence Full time

    ABOUT THE POSITION : APAC Controller will be a leading member of the APAC Finance team reporting directly to the APAC CFO. This role will be supporting our businesses in India, Philippines, Taiwan, Singapore, Australia, and Japan, and the applicant must have scope to expand into other jurisdictions as the Company grows. The role requires close collaboration...


  • Singapore SMBC Group Full time

    Company OverviewThe SMBC Group is a leading financial institution with a strong presence in the Asia-Pacific region.Salary and BenefitsWe offer a competitive salary range of $80,000 to $120,000 per annum, depending on experience.In addition to a comprehensive benefits package, including medical and dental insurance, retirement savings plan, and paid time...


  • Singapore Mizuho Bank Full time

    Asst. Vice President / Vice President, Regional Assurance ComplianceDesign and drive regional Compliance consistency and minimum standards, policies and procedures. Identification and assessment of key compliance risks, support the development of a robust Compliance program to test and monitor controls and compliance with laws, rules, and regulations....


  • Singapore Stripe Full time

    Policy & Controls Compliance Advisory Manager, APAC Who we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies-from the world's largest enterprises to the most ambitious startups-use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the...


  • Singapore Korn Ferry Full time

    Korn Ferryis a global organizational consulting firm. We help clients synchronize strategy and talent to drive superior performance. We work with organizations to design their structures, roles, and responsibilities. We help them hire the right people to bring their strategy to life. And we advise them on how to reward, develop, and motivate their people....


  • Singapore Integrated Project Services Full time

    At IPS, we are seeking a highly experienced Regional CQV Director to lead our growth efforts in APAC. This role reflects our dedication to delivering exceptional solutions while solidifying our position as a global industry leader. As a Regional CQV Director, you will be responsible for performing cGMP compliance-based services, including commissioning,...