Compliance Analyst/Manager

Job DescriptionWe are seeking a highly motivated and detail-oriented Compliance Analyst to join our team at Scotiabank. As a Compliance Analyst, you will play a key role in ensuring the effective implementation of regional compliance plans and regulatory initiatives.About the Role:You will be part of the Compliance Asia Pacific team and will interface with...

Financial Crimes Compliance Financial Crime Compliance has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering, anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations...

Roles & ResponsibilitiesPosition SummaryThis is a full-time Compliance Analyst position based in Singapore. We are looking for a dynamic and self-driven professional to collaborate with our Head of Compliance and manage the entire compliance process. As a Compliance Generalist, your day-to-day responsibilities will involve conducting counterparty due...

Job Title Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC) Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial...

Job TitleRegional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Regional Legal Counsel & Compliance Business Partner, Roche Diagnostics Asia Pacific (APAC)Role and Responsibilities Supports all legal and compliance business matters pertaining to the APAC region Provides a variety of general corporate and commercial legal...

Job SummaryThe Technical Sales Representative position at Link Compliance is a rewarding opportunity for a skilled professional to develop relationships with customers, grow accounts, and promote our products and services in the APAC region.About the RoleCultivate new sales prospects and customer opportunities to achieve sales growth by identifying and...

At Newtone Consulting, we are looking for a Senior Business Analyst to lead AML-related compliance in Europe and Asia.Drive business analysis for AML compliance in EU and APAC regions.Coordinate meetings with internal/external stakeholders and document business/functional requirements.Analyze gaps between sites, propose solutions, and align business...

Shape Your Career with CitiCiti's Global Legal Affairs and Compliance (GLAC) is the cornerstone of the firm's operations, empowering and protecting Citi by providing legal, compliance, investigative, and security services. Our goal is to manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and...

Job SummaryCiti is seeking a highly skilled Compliance Risk Analyst - Surveillance to join our team. As a key member of our Surveillance team, you will be responsible for designing, implementing, and overseeing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.Key ResponsibilitiesReview and analyze...

Roles & ResponsibilitiesWe are hiring Compliance Analyst Job Description: Upkeep and perform periodic review of existing customers. Interact with relevant stakeholders, obtain KYC and other compliance information and documentation in accordance to AML policy. Review and evaluate recent negative news related to clients. Ensure that customers' information...

About the RoleWe are seeking a skilled Portfolio Compliance Analyst to join our APAC Portfolio Compliance Oversight team. As a key member of the team, you will be responsible for daily review of overnight violations, interpreting and requesting rule coding in Aladdin, and assisting with queries.Key ResponsibilitiesDaily review of overnight violations and...

We’re looking for someone to join the APAC Portfolio Compliance Oversight team as a Portfolio Compliance Analyst. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade mandate restriction monitoring. The Portfolio Compliance Analyst will be responsible for...

Roles and Responsibilities: Work closely with the distribution channels and other support units to coordinate the EDD case management and ensure relevant supporting documents or alternatives evidence as obtained are acceptable within the internal framework requirements. For analysts that support the onboarding of the high net worth (“HNW”) and offshore...

About the RoleAt Citi, we're looking for a highly skilled Compliance Surveillance Sr Analyst to join our team. As a key member of our Global Legal Affairs and Compliance department, you'll play a critical role in empowering and protecting Citi by providing legal, compliance, investigative, and security services to our firm.Key ResponsibilitiesRegulatory...

Roles & ResponsibilitiesAstignes Capital is an Asia-focused alternative investment management firm based in Singapore. Our investment strategy aims to capture macro and relative value opportunities in the Asia-Pacific region primarily through the use of interest rates, FX and volatility instruments. The firm launched its flagship Asia Rates fund in 2007....

People Profilers The following represents the key activities that the Senior Compliance Analyst will be responsible for: Provide guidance and direction around the General Data Protection Regulations (GDPR), Cyber Security Law (CSL), Data Security Law (DSL) and Personal Information Protection Law (PIPL). Provide internal consultancy to business departments...

Regulatory Trade Compliance AnalystRegulatory Trade Compliance Analyst – Job DescriptionRegulatory Trade Compliance Analyst will ensure global compliance with export controls and sanctions regulations to support and drive international business within a publicly traded, multinational environment. The successful candidate will work as a member of...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst Senior to join our team in Singapore. This role will be responsible for timely and accurate responses to regulatory inquiries issued by regulators across the Asia North and South clusters.About the RoleThe senior compliance risk analyst will work closely with partners across the first and...

OverviewCiti, a global bank with a presence in over 160 countries, is seeking a highly skilled Senior Fund Compliance Analyst to join its team in Singapore.Job DescriptionThe ideal candidate will have 2-5 years of experience in the financial industry, specifically in post-trade compliance platforms, creating and maintaining rules for portfolio compliance....

People ProfilersThe following represents the key activities that the Senior Compliance Analyst will be responsible for: Provide guidance and direction around the General Data Protection Regulations (GDPR), Cyber Security Law (CSL), Data Security Law (DSL) and Personal Information Protection Law (PIPL). Provide internal consultancy to business departments on...