Portfolio Compliance Analyst
2 days ago
About the Role
We are seeking a skilled Portfolio Compliance Analyst to join our APAC Portfolio Compliance Oversight team. As a key member of the team, you will be responsible for daily review of overnight violations, interpreting and requesting rule coding in Aladdin, and assisting with queries.
Key Responsibilities
- Daily review of overnight violations and escalation of issues as necessary
- Perform alternative monitoring processes for restrictions that cannot be coded in Aladdin
- Provide periodic client portfolio compliance statements to client service teams
- Maintain broker rules in Aladdin and assist Trading Desks with queries
- Manage and enhance relationships across various Schroders teams
- Work closely with Fund Managers, Product, and Client Executives to capture investment restrictions and resolve issues
- Provide advice on the validity of pre-trade alerts
- Assist in audit/regulator/client visits
Requirements
- Degree or Diploma with equivalent on-the-job training in a portfolio compliance/investment guideline monitoring role, preferably 1 to 2 years' of relevant experience
- Ability to deliver complex information in a clear and concise way, both written and face-to-face
- Desire to shape how we communicate with various Schroders teams and to build and manage efficient processes to deliver information
- Care and diligence in reviewing overnight violations and the desire to make the way we do things more robust, scalable, and efficient
About Schroders
Schroders is a global investment manager that helps institutions, intermediaries, and individuals around the world invest money to meet their goals, fulfill their ambitions, and prepare for the future. We have around 4,000 people on six continents, and we've been around for over 200 years, but we keep adapting as society and technology change. What doesn't change is our commitment to helping our clients and society prosper.
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