Compliance Advisory

4 weeks ago

Singapore BARCLAYS EXECUTION SERVICES LIMITED SINGAPORE BRANCH Full time
Roles & Responsibilities

As a Barclays Compliance Advisory - APAC Vice President, you will provide oversight on our Cross Border framework. Your key accountabilities will include providing advisory, supporting risk assessments, adherence to regulatory management programmes and policies and standards. You will also provide compliance advisory and oversight to all the BBPLC COO departments, with specific focus on Operations and Technology functions and you will be expected to take the lead in managing relations with selected teams within the BBPLC COO departments.


Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation. We offer careers that provide endless opportunity – helping millions of individuals and businesses thrive, and creating financial and digital solutions that the world now takes for granted.


At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, ‘anchor’, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.


What will you be doing?
  • Providing advice on compliance, conduct, reputational risks, including advice on Policy Standards, and related regulations to BBPLC COO functions
  • Providing strategic advice and guidance to the Business, Compliance and other stakeholders on interpretation of Cross Border Licensing Issues, Regulation and Summary Guidance
  • Providing subject matter expertise on Cross Border activities, in depth understanding of the Cross Border procedures and frameworks to manage and mitigate Cross Border risk
  • Tracking, monitoring, communicating, and consulting on changes in regulations and working with relevant project management teams and business representatives on implementation
  • Assisting with the Business in strategic, impact discussions, including remediation or enhancement projects alert stakeholders to potential and emerging issues, escalating issues
  • Providing technical advisory in relation to regulatory information request, incident reporting and supporting any regulatory inspection and remediation
  • Leading periodic Conduct Risk reviews and verification checks of processes and controls in these teams to ensure adherence Compliance' policies and standards
  • Representing Compliance in key control, governance forum, interact with industry bodies on rules and regulations


What we’re looking for:
  • Degree in business or related discipline or equivalent, with significant years of compliance experience
  • Good knowledge of the Financial Services regulatory landscape
  • Ability to handle stakeholders, regulators while demonstrating a sound commercial and control mindset
  • Has excellent interpersonal skills, and is an effective communicator and possess strength of character


Skills that will help you in the role:
  • Experience working in a global organisation
  • Practical experience of a Compliance or risk management role
  • Experience around controls testing/design


Where will you be working?

Our office is located in Marina Bay Financial Centre, which has been carefully crafted into a “city in a garden”. Overlooking the scenic skyline along the Marina Bay waterfront, the green spaces and rooftop terraces have been designed to optimise employee well-being. The centre provides an integrated live-work-play development, surrounded by shops, restaurants, gyms and an alfresco dining area. Our convenient office location means you’re just a 5-minute walk from the nearest MRT station.


Tell employers what skills you have

Licensing
Remediation
Regulatory Compliance
Interpersonal Skills
Risk Management
Compliance
Project Management
Wellbeing
Consulting
Financial Services

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