Compliance Advisory Director
4 weeks ago
Responsibilities:
- Collaborate closely with management and business units to interpret intricate regulations pertaining to the firm’s trading activities in Fixed Income, Commodities, and FX.
- Stay abreast of regulatory requirements and promptly communicate any changes to the management team.
- Develop and maintain effective compliance strategies, implementing programs that align with these strategies.
- Provide recommendations for enhancements to the global compliance framework as needed.
- Manage the onboarding process for new joiners, including setting up compliance systems and conducting induction training.
Skills required:
- Over 10 years of relevant compliance experience, and out of which more than 5 years in Compliance Advisory
- Strong products knowledge, ideally within FICC
- Strong communicator, proficiency in Mandarin and/or Cantonese would be ideal
- Detailed oriented, able to multitask effectively and has strong project management skills
- Excellent stakeholder management skills and able to thrive in a fast-paced environment
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