Compliance Testing Manager

3 months ago


Singapore BANK OF CHINA LIMITED Full time
Roles & Responsibilities

Job Description

  • Design and execute testing programs in accordance with the applicable local regulations and Head Office requirements.
  • Analyze and document observations and discuss with business/process owners and stakeholders to confirm factual accuracy.
  • Prepare Compliance Testing reports on review outcomes and findings. • Validate effectiveness of remediation plans to address the risks/root causes identified and ensure proper closure.
  • Consolidate results of testing programs and compliance reviews for management reporting.
  • Track and report remediation status for LCD-related audit issues to the Internal Audit Department.
  • Prepare regular/ad-hoc management reporting.
  • Participate in ad-hoc projects as assigned.
  • Conduct Compliance trainings as assigned.

Job Requirements

  1. Degree holder, preferably in business, banking, or finance and professional qualification in financial crime, finance or auditing such as CIA, Diploma in Compliance or CAMS will be preferred.
  2. Experience in Audit/Assurance/Compliance Testing function, process control, operational risk management and strong data analytics background will also be considered.
  3. At least 1 year of related work experience
  4. Good understanding of MAS Notices and Guidelines relevant to BOCSG business areas or AML functions will be essential.
  5. Demonstrate strong interpersonal skills and ability to work collaboratively with key stakeholders and business partners in other functional units.
  6. Strong communication and report writing skills including the ability to articulate complex issues clearly and succinctly.
  7. Able to understand Chinese / Mandarin in order to communicate with Head Office.
  8. Team player and demonstrated ability to multitask and work independently.
  9. Excellent time management and problem-solving skills with track record of adhering to timelines.



Tell employers what skills you have

Ability to Multitask
Report Writing
Remediation
Compliance Testing
Interpersonal Skills
Auditing
Operational Risk Management
Time Management
Banking
AML
Articulate
Data Analytics
Process Control
Writing Skills
Audit

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