Regulatory Compliance Officer

T- Posted by Tiffany Chen RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team.Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities' routine queries and coordinate completion of surveys and other requests for...

Roles & ResponsibilitiesWe’re looking for a Compliance Officer - Singapore to strengthen our compliance team. Based in Singapore, you will work with a growing team of multidisciplinary specialists (Product, Treasury, Banking, Platform, Security) to help build world class products in Singapore. You’ll also manage and strengthen the teams’ relationships...

Who we areWe live and breathe audio. We are driven by the passion to create audio solutions that make a difference. The business with consumer devices such as headphones, soundbars and speech-enhanced hearables is now operated by Sonova Holding AG under the license of Sennheiser.With the well-known Sennheiser brand, the company stands for premium quality in...

Some of the key responsibilities will include:Reviewing of marketing materials to ensure it is compliant to regulatory requirements Advise business/relevant stakeholders on AML/KYC requirements Implement, maintain and align global and regional policies respectively Work closely with the regulatory compliance teams participate in relevant projects Develop and...

TitleRegulatory Compliance Officer, AVP/VPDescriptionOur client is a financial services provider under a global industrial group, looking for a "Regulatory Compliance Officer" to support both compliance and legal functions in Singapore.Responsibilities:Working Location: Central SingaporeReporting Line: General Manager Legal Compliance: Collaborate with the...

Identify and respond to local regulatory developments, engagement and policyMonitor local regulatory developments/updates issued by regulatorsProvide compliance advice and guidance to internal stakeholdersAssess the risks associated with new or revised strategies and make recommendations to reduce risk exposure.Be the first point of contact to the regulators...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and up-to-date...

Roles & ResponsibilitiesResponsibilities: Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

Roles & ResponsibilitiesResponsibilities: Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

Roles & ResponsibilitiesResponsibilities:Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

This role is responsible for ensuring organization's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization's goalsKey Responsibilities Work hard in hand with the business units to identify...

Attractive staff benefits Promising career development opportunityPosition Title: Head of Regulatory Attractive staff benefits Promising career development opportunityAn opportunity to join a multi-national bank. This is a new headcount as they are expanding their team in Singapore.The Job Lead and manage a team of regulatory compliance officer and oversee...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compli ance, V P and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies. Responsible for handling...

Roles & ResponsibilitiesDESCRIPTIONThe Regulatory Compliance Manager reports to the Project Director and shall be responsible for the effective design effort and coordination of the Sub-Contractor's discipline engineering professionals. The Regulatory Compliance Manager shall ensure that all de-signs comply with the requirements of the Work; that all Work is...

Roles & ResponsibilitiesDESCRIPTIONThe Regulatory Compliance Manager reports to the Project Director and shall be responsible for the effective design effort and coordination of the Sub-Contractor's discipline engineering professionals. The Regulatory Compliance Manager shall ensure that all de-signs comply with the requirements of the Work; that all Work is...

Roles & ResponsibilitiesDESCRIPTIONThe Regulatory Compliance Manager reports to the Project Director and shall be responsible for the effective design effort and coordination of the Sub-Contractor's discipline engineering professionals. The Regulatory Compliance Manager shall ensure that all de-signs comply with the requirements of the Work; that all Work is...

Job Purpose You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, by effectively supporting the business units in their duty to comply with relevant laws and regulations. The Job • Provide compliance advisory on regulatory requirements to...