Regulatory and Compliance Senior Officer

T- Posted by Tiffany Chen RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team.Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities' routine queries and coordinate completion of surveys and other requests for...

Who we areWe live and breathe audio. We are driven by the passion to create audio solutions that make a difference. The business with consumer devices such as headphones, soundbars and speech-enhanced hearables is now operated by Sonova Holding AG under the license of Sennheiser.With the well-known Sennheiser brand, the company stands for premium quality in...

Roles & ResponsibilitiesResponsibilities: Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

Roles & ResponsibilitiesResponsibilities: Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and...

about the companyOur client is an established life insurer in Singapore. They are looking for a Regulatory Compliance Manager to monitor and assess the company's regulatory compliance on a timely basis.about the jobDeveloping and implementing policies and procedures to ensure compliance with relevant laws and regulationsMaintaining accurate and up-to-date...

This role is responsible for ensuring organization's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization's goalsKey Responsibilities Work hard in hand with the business units to identify...

Roles & ResponsibilitiesJob Responsibilities Keep abreast of regulatory developments (including MAS) and provide timely dissemination of regulatory updates to ensure business units and relevant departments are aware of latest updates Manages DNC and DNM list, and other activities in accordance with Personal Data Protection Act 2012 requirement. Supports...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Roles & ResponsibilitiesSummary:We are one of the leading Licenced Financial Advisory Firm that has been providing financial planning services to clients for more than a decade. We provide a platform to groom and nurture talents in the area of compliance. The compliance role is to ensure that the company and its representatives conduct their business in...

Roles & ResponsibilitiesWe’re looking for a Compliance Officer - Singapore to strengthen our compliance team. Based in Singapore, you will work with a growing team of multidisciplinary specialists (Product, Treasury, Banking, Platform, Security) to help build world class products in Singapore. You’ll also manage and strengthen the teams’ relationships...

Excellent opportunity to join a leading insurance market Central Work LocationAbout Our Client:Our client is a leading insurance market providing specialist insurance services to businesses in over 200 countries and territories.Regulatory Manages the regulatory relationship with the MAS in support of the Senior Compliance Manager and maintains regular...

Responsibilities: Liaison officer for regulatory bodies such as MAS, HKMA Etc. Provide regulatory compliance advisory to business and function stakeholders in relation to the Banking Act. Ensuring compliance adherence to the Singapore regulations for the Bank by ensuring Compliance policies and procedures are accurately updated. Monitor new regulatory...

Responsibilities: Liaison officer for regulatory bodies such as MAS, HKMA Etc. Provide regulatory compliance advisory to business and function stakeholders in relation to the Banking Act. Ensuring compliance adherence to the Singapore regulations for the Bank by ensuring Compliance policies and procedures are accurately updated. Monitor new regulatory...

Key responsibilities:Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...

Key responsibilities: Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services Provide compliance advisory services such as license applications, address enquires from regulators etc Provide oversight on various compliance assignments and ensure completion that meet...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compli ance, V P and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies. Responsible for handling...

Description:DescriptionResponsibilitiesReporting directly to the Head of Regulatory Compliance, you will be the Deputy Head of the Regulatory Compliance team and you will conduct regulatory and AML advisory in relation to the business of the company.You will also review all product and marketing materials; advise on the implications of regulatory changes;...

Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists, registers, and...