AVP, Distribution Compliance

Found in: beBee jobs SG - 2 weeks ago


Singapore Randstad Singapore Full time

about the company
Our client is a renowned direct insurer in Singapore. They are looking for a 1 year contract in the distribution compliance team.

about the job

  • Conduct thorough reviews of marketing materials to ensure compliance with relevant regulations and internal policies
  • Provide expert advice and guidance on market conduct issues to internal stakeholders
  • Monitor and assess distribution risk, identifying potential areas of concern, and proposing effective risk mitigation strategies
  • Maintain a strong understanding of the Financial Advisers Act and other relevant regulations, applying this knowledge to ensure compliance within distribution activities
  • Oversee sales quality aspects, including the implementation of measures to enhance sales processes and customer outcomes


skills and experience required

  • Bachelor's degree in a relevant field (e.g., Law, Business, Finance) preferred.
  • Experience in insurance regulatory compliance, with a focus on distribution risk and market conduct.
  • Strong understanding of regulatory requirements related to insurance distribution, including familiarity with the Financial Advisers Act.
  • Proven ability to review and analyze marketing materials for compliance with regulatory standards.
  • Excellent communication skills, with the ability to effectively communicate complex regulatory concepts to non-technical stakeholders.


To apply online please use the 'apply' function, alternatively you may contact at < >.
(EA: 94C3609/ )


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