Intern, Investment Compliance
4 weeks ago
Job Responsibilities
- Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
- Pre and post trade monitoring of investment guidelines and following up on breaches identified
- Scheduled reporting to clients and trustee
- Audit preparation and Compliance manual checks controls
- Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers
Job Requirements
- Undergraduate pursuing a Degree in Business/Finance/Accounting
- Proficient in Microsoft Office Applications
- Meticulous & self-motivated individual
- Good interpersonal skills and a team player
- Positive/good learning attitude and a fast learner
- Able to commit 6 months (full time)
Other Information
Lion Global Investors Limited is committed to equal employment opportunity. Our employment decisions are made based on job requirements and qualifications, and regardless of age, race, gender, religion, marital status, family responsibilities, or disability.
Please refer to our Data Protection Policy Statement at Data Protection Policy | Lion Global Investors on how we may collect, use and disclose your personal information.
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