Apac Investment Guideline Compliance Manager

2 weeks ago

Singapore PIMCO Full time
PIMCO is a global leader in active fixed income with deep expertise across public and private markets.

We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.

Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence.

We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.


RESPONSIBILITIES

Key responsibilities include:

  • Oversight and management of the Investment Compliance team.
  • Participating in the team's monitoring responsibilities, which include:
  • Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters in order to conduct full compliance verification for all public funds and separate accounts.
  • Researching potential compliance issues and working with Account and Portfolio Management to resolve outstanding violations.
  • Preparing relevant client reporting various reports on a daily basis to relevant internal groups
  • Addressing investment guidelines inquiries from the Trade Floor and other internal/external parties.
  • Leading and participating in numerous ad hoc projects tied to optimizing and automating the Trade Compliance process
  • Minimum of a Bachelor's Degree (Accounting, Business, Finance or Economics preferred)
  • 7+ years of professional experience in compliance or the investment management industry
  • Advanced knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives.
  • 5+ years direct management of a team
  • Intermediate/advanced working knowledge of MS Excel.

PREFERRED QUALIFICATIONS

  • Experience monitoring transactions in a compliance system is ideal
  • Exposure to querying, particularly with SQL and Business Objects
  • Experience with Bloomberg
  • CFA designation or active status in the CFA program is a plus

PROFESSIONAL SKILLS REQUIREMENTS

  • Have a strong sense of honesty and integrity
  • Quick learner and adaptable to learn new processes, concepts, and skills
  • Maintaining a strong commitment to quality and attention to details; ensuring that relevant work product is complete, accurate and on time.
  • Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization in an effective and collaborative manner
  • Ability to multitask, work in a demanding, fast paced environment and handle multiple, competing priorities and projects with high quality output
  • Highly motivated selfstarter with the ability to work collaboratively and independently
  • Desire to take initiative and contribute to the department and the organization
Equal Employment Opportunity and Affirmative Action Statement

Applicants with Disabilities

Job ID R103613

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