Apac Head of Compliance

2 weeks ago


Singapore Ethos BeathChapman Full time

Job Details:

Location
Singapore

Salary
Competitive Salary

Job Type
Permanent

Ref
BH-177376

Contact
Linus Choo-
Contact phone
-
Posted
about 3 hours ago

  • APAC Leadership role, people manager role (Newly created)
  • Renowned brand, market maker
  • International environment

The Role:

Our Client is a Financial Services MNC in the broking and trading space. They deal with financial futures, FOREX, Energy, metals, options, and equities. My Client's services include Market Making, Execution & Clearing, Hedging & Investment Solutions, Price Discovery and Data & Advisory. This is a new created people manager role for APAC. Compliance is the Second line of Defence, providing oversight and advice to the First Line of Defence.

You must:

  • Possess min 1015 Years of Compliance experience in a Regulator, Investment banking trading set up or Commodities Trading Desk
  • Maintain good relationships with relevant APAC regulators
  • Oversee and contribute to a comprehensive and documented programme of routine and nonroutine compliance monitoring and assurance activities of the APAC business
  • Provide compliance review and approval of new Business specific initiatives such as new transaction structures, new jurisdictions, new systems, etc.
  • Advising on new and existing products and all regulatory activities, including relevant regulatory change.
  • Working with Legal, Compliance colleagues and other support function staff across the region and in the other regions to advise on and to address any crossjurisdictional compliance matters.
  • Drafting and providing Compliance training
  • Escalate breaches of policy and risk events immediately
  • Ability to work well and be a business partner to the brokers


You will be responsible for ensuring the business in Asia Pacific understands, adheres to and operates within the requirements of local and relevant overseas regulators and exchanges.


  • Take charge of this opportunity to welcome a new career challenge in 202
  • EA Personnel No R121632
  • BeathChapman Pte Ltd
  • Licence No 16S8112


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