Senior Compliance Officer

Roles & ResponsibilitiesSummary:We are one of the leading Licenced Financial Advisory Firm that has been providing financial planning services to clients for more than a decade. We provide a platform to groom and nurture talents in the area of compliance. The compliance role is to ensure that the company and its representatives conduct their business in...

The Firm:XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover,...

Hiring manager: Katryna Recruiter: Sylvia Kang This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with...

T- Posted by Tiffany Chen RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team.Main Tasks and Duties: Conduct the implementation of the branch compliance plan. Respond to regulatory authorities' routine queries and coordinate completion of surveys and other requests for...

This is a key hire for Asia and is based in Singapore for our client, one of the leading FX trading firms globally.With the support of best in class technology, you will be part of a diverse organisation which attracts outstanding talent from across all industry backgrounds. With an enviable work culture, focused on teamwork and strong collaboration across...

About AETOS:AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies.AETOS Support Services Pte Ltd is a...

This is AdyenAdyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and...

Our client is a leading European headquartered Infrastructure and Engineering MNC with a significant presence across the APAC region. We are now seeking a diligent and proactive Compliance Officer to join its dynamic team in Singapore.This newly created role is pivotal in supporting the APAC Head of Compliance and will be instrumental in maintaining and...

Key Responsibilities: Assist senior management in managing legal and regulatory compliance across Singapore and China operations. Conduct compliance reviews, periodic monitoring, and reporting to ensure adherence to Singapore laws and regulations. Ensure the in-house legal officer in China fulfills their responsibilities for compliance with local laws and...

Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.Job Description: Experience in KYC on boarding of new clients and conducting periodic reviews for existing clients...

Job Title:Central Compliance Officer, AsiaCorporate Title:AssociateDivision:Legal, Compliance & Conduct (LCC), AsiaDepartment:ComplianceLocation:SingaporeJob Type:PermanentCompany and Function OverviewTheKey ResponsibilitiesTheCentral Compliance Officer will report to Head of Central Compliance and provide general support across various ongoing as well as...

Nomura Asia SingaporePosted 3 hours ago Permanent CompetitiveJob Title:Central Compliance Officer, Asia- Corporate Title:Associate- Division:Legal, Compliance & Conduct (LCC), Asia- Department:Compliance- Location:SingaporeJob Type:PermanentCompany and Function Overview TheKey ResponsibilitiesThe- Central Compliance Officer will report to Head of Central...

Who we areWe live and breathe audio. We are driven by the passion to create audio solutions that make a difference. The business with consumer devices such as headphones, soundbars and speech-enhanced hearables is now operated by Sonova Holding AG under the license of Sennheiser.With the well-known Sennheiser brand, the company stands for premium quality in...

Roles & ResponsibilitiesResponsibilities:Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review. Strong knowledge in local rules and regulations (i.e. Banking Act, SFA and FAA) and provide professional compliance advisory to business unit or on...

Work Location: CBDWorking Hours: 9am to 6pmResponsibilities: To provide AML / compliance advisory support to colleagues, senior management and key stakeholders in AML and Financial Crime matters To manage daily AML tasks such as onboarding assessment, account reviews, client update / change in circumstances, review, and approval of payments To conduct...

**Job description for Compliance OfficerCompliance function and scope below:1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office.2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to.3 Develop, review...

  Come join us in delivering better outcomes for our clients around the world!   We are looking for a Compliance Officer to join our Financial Crime Team. This position can be based in Singapore, Malaysia or Hong Kong. The Financial Crime Compliance team is part of the Global Compliance department. Global Compliance has more than 100 compliance...

About ThunesThunes is a global, fast-growing, and innovative Fintech scale-up that uses technology to disrupt and transform the existing financial system.We have a strong Mission: to create a better global payments network, and a great Purpose: to connect the world to economic opportunities and address systemic inequality when it comes to financial...

Compliance Officer (1 year renewable contract)Looking to expand your compliance knowledge and experiences in Private Banking Sector?Partnering with an internationally established private bank, we are seeking experienced Compliance professionals handling the account opening work for the local office. You will also focus on the Greater China market. You will...

Shangri-La International Hotel Management Pte LtdAt Shangri-La Group, we believe in building fulfilling and rewarding careers. We seek to attract and develop talented individuals across all disciplines and experience levels. We offer opportunities and the platform to allow them to achieve their career aspirations.We are looking for a Senior Manager,...