Compliance Assurance Officer

Company Profile MIZUHO BANK LTD IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICE PROVIDERS. IN 1974, ONE OF MIZUHO'S LEGACY BANK COMMENCED ITS BRANCH OPERATION IN SINGAPORE AND FOR OVER 40 YEARS, WE HAVE A PRESENCE IN SINGAPORE. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND PROVIDES...

Company Profile MIZUHO BANK LTD IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICE PROVIDERS. IN 1974, ONE OF MIZUHO'S LEGACY BANK COMMENCED ITS BRANCH OPERATION IN SINGAPORE AND FOR OVER 40 YEARS, WE HAVE A PRESENCE IN SINGAPORE. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND PROVIDES...

Company ProfileMIZUHO BANK LTD is the banking subsidiary of Mizuho Financial Group of Japan, one of the world's largest financial service providers. In 1974, one of Mizuho's legacy bank commenced its branch operation in Singapore and for over 40 years, the company has had a presence in Singapore. Mizuho Bank Singapore Branch holds a full bank license and...

Perform assurance engagement in compliance with professional standards - act with integrity and professionalism Use of data analytics tools to gather and analyse data Empathise and discuss client's issues through good understanding of client's business develop business adviser mindset early, build good personal rapport with client in a businesslike manner...

Roles & ResponsibilitiesJob Profile Summary:Reporting to Lead of Standards & Assurance, you are a member of the Standards & Assurance (SA) unit. Your mission is to facilitate a clear path for ensuring the development of competencies with focus on Competence and Compliance requirements for Sales Representatives and Supervisors.You will work closely with...

As a Compliance Quality Assurance Specialist, you will be at the forefront of upholding the bank's controls and ensuring strict adherence to legal and regulatory requirements across the Asia Pacific region while continuously enhancing controls. Your role involves conducting targeted Quality Assurance testing to identify potential issues within the...

about the companyOur client is a renowned insurance firm in Singapore. They are now looking for a Compliance Assurance Analyst (AML) to be responsible for supporting customer on-boarding operations and Anti-Money Laundering functions.about the jobYou will be responsible for conducting thorough reviews, assessments, and audits to assess compliance levels and...

about the companyOur client is a renowned insurance firm in Singapore. They are now looking for a Compliance Assurance Analyst (AML) to be responsible for supporting customer on-boarding operations and Anti-Money Laundering functions.about the jobYou will be responsible for conducting thorough reviews, assessments, and audits to assess compliance levels and...

Why ING?The world of banking is changing faster than ever. That's why we at ING are always broadening our horizons. Our people have a forward-thinking mentality, a strong can-do spirit and enjoy working in an agile environment.ING in Asia PacificIn Asia Pacific, ING offers wholesale banking across 11 markets, namely Australia, China, Hong Kong SAR, India,...

Why ING?The world of banking is changing faster than ever. That's why we at ING are always broadening our horizons. Our people have a forward-thinking mentality, a strong can-do spirit and enjoy working in an agile environment.ING in Asia PacificIn Asia Pacific, ING offers wholesale banking across 11 markets, namely Australia, China, Hong Kong SAR, India,...

The Edge Partnership SingaporePosted 2 hours ago Hybrid Permanent S$170k S$230k S Posted by Sophia Lin RecruiterFollow Our client is a global bank with a strong presence in Singapore and the APAC region. They are looking for an experienced Compliance Assurance specialist to join their team. The Second Line Assurance function belongs to a global team within...

Company Profile MIZUHO BANK LTD IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICE PROVIDERS. IN 1974, ONE OF MIZUHO'S LEGACY BANK COMMENCED ITS BRANCH OPERATION IN SINGAPORE AND FOR OVER 40 YEARS, WE HAVE A PRESENCE IN SINGAPORE. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND PROVIDES...

Job Purpose You will assist the following: • Ensure successful completion of assigned assessment / investigation cases, from start to finish, inclusive of preplanning and wrap up activities; • Ensure the fulfilment of the Fitness & Propriety criteria for New Applicants and existing Financial Representatives' of the Company • Ensure Financial...

Reports to Dean / Executive Director and management on student administrative matter.REGISTRAR Responsible for student administration, support and records Supervises and manages the Registrar's Office to ensure smooth operation and provide quality service to all stakeholders Oversees student support services to provide caring support and organise student...

This is AdyenAdyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and...

Roles & Responsibilities Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies Review and update QA programs periodically and upon changes to laws and policies Execute the QA...

Job Title:Central Compliance Officer, AsiaCorporate Title:AssociateDivision:Legal, Compliance & Conduct (LCC), AsiaDepartment:ComplianceLocation:SingaporeJob Type:PermanentCompany and Function OverviewTheKey ResponsibilitiesTheCentral Compliance Officer will report to Head of Central Compliance and provide general support across various ongoing as well as...

Nomura Asia SingaporePosted 3 hours ago Permanent CompetitiveJob Title:Central Compliance Officer, Asia- Corporate Title:Associate- Division:Legal, Compliance & Conduct (LCC), Asia- Department:Compliance- Location:SingaporeJob Type:PermanentCompany and Function Overview TheKey ResponsibilitiesThe- Central Compliance Officer will report to Head of Central...

Job Purpose You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, by effectively supporting the business units in their duty to comply with relevant laws and regulations. The Job • Provide compliance advisory on regulatory requirements to...

Quality Assurance on AML and Corporate Compliance Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies Review and update QA programs periodically and upon changes to laws and...