Analyst/AVP, Quality Assurance

2 months ago


Singapore SUMITOMO MITSUI BANKING CORPORATION SINGAPORE BRANCH Full time
Roles & Responsibilities

  • Understand AML, Compliance and regulatory controls in each dept and requirements of applicable regulations and policies
  • Assist to create quality assurance programs in line with Compliance and AML action plans and internal policies
  • Review and update QA programs periodically and upon changes to laws and policies
  • Execute the QA program and report on the results, highlighting actual/potential breaches, areas of weakness and making recommendations for improvements where applicable
  • Follow up on QA recommendations, working closely with Compliance and AML teams and other depts
  • Oher tasks as assigned by Team or Dept Head

Requirements :

  • Degree or Diploma
  • Professional certification such as CAMS or ICT
  • At least 2 years experience in a QA or audit function in a bank or financial institution focusing on AML and compliance.
  • Must have an eye for detail and an analytical mind and willing to be hands on.
  • Good working knowledge of AML and corporate compliance requirements.
  • Proficient in Microsoft Excel and some experience in dashboard creation

Tell employers what skills you have

Microsoft Excel
Dashboard
Quality Control
Quality Management
Quality Assurance
Test Cases
Compliance
Cross-cultural Communication Skills
Audits
AML
Presentation Skills
Audit
Oral & Written Communication Skills

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