Compliance Officer
2 weeks ago
The Role
- Act as Singapore's MLRO to ensure robust policies, controls are in place across the company's regulated businesses, and that they remain in line with regulatory change.
- Participate in the implementing of the Company's compliance strategy
- Ensure company's business comply with established policy, procedures and regulations.
- Conduct regular compliance reviews to identify potential inefficiency and noncompliance situations.
- Draft, review and negotiate with external counterparts on a variety of commercial agreements, which includes third party agreements, operations agreements, services agreements, partnerships, transactionrelated agreements, and marketing agreements
To Qualify
- Bachelors degree (or equivalent) and 25 years of relevant experience with an asset management firm, securities regulator, broker, lawfirm, or compliance consultant;
- Experience working with any regulated financial services business in legal or compliance roles preferred
- Good communication and interpersonal skills
- Ability to work well under pressure
- Strong proficiency in both written and spoken English
Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided.
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