Manager, Risk Management and Surveillance

Main Responsibilities Daily trade surveillance to monitor any instance of market manipulation in the daytoday trading activities and preparation of trade surveillance reports Monitor credit limits and daily margin call controls on client accounts Identify, vet, and address potential risk areas or issues with the assistance of key stakeholders Conduct regular...

**JOB RESPONSIBILITIES: - * Perform fact find and transaction surveillance reviews on suspicious transactions generated from Transaction Monitoring System in accordance with the targeted turnaround time; Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors; Maintain relevant records pertaining...

Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of people...

Firm Risk Management (FRM") FRM supports Morgan Stanley (the Firm") in achieving its business goals by partnering with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic advisor to the Board and protecting the Firm from exposure to losses as a result of financial risks, including credit, market, liquidity, and...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution.  Key Responsibilities: Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. Monitor market activity...

Job details: Location: Singapore Job Type: Permanent Discipline:Banking & Financial ServicesReference: BF/XK/HSO/ C Posted: 15 minutes ago Consultant: Xuan Kwok Consultant Phone:Share this job:Job description:Charterhouse is supporting one of Largest Local Bank to source for an ED, Operation Surveillance. Incumbent will be responsible for overseeing and...

Your role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to: • act as a compliance and operational risk control subject-matter expert across all business divisions • conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic...

Your role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to: act as a compliance and operational risk control subject-matter expert across all business divisions conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic and...

Context:You will join the Trading Surveillance team within the Risk Expertise Center.This transversal team is composed of 8 analysts monitoring GEMS trading activity worldwide (except the US-based one) on all traded commodities. The team is in charge of designing, developing, operating trading surveillance solutions on a daily basis and managing processes to...

Excellent opportunity to join a well-reputed international firm. The role sits within the Risk team in Singapore and has a direct reporting line to the International Head. The role will support in monitoring of trade activities and has an APAC coverage.  The role will start off with monitoring of day to day transactions that are flowing through the system...

Charterhouse Partnership is looking for a Surveillance Vice President to join an Investment Bank. Reporting directly to the Head of Surveillance, you will be responsible for monitoring and analyzing sales, trading, and banking activities within the business.Responsibilities:Conduct monitoring of transactions and electronic communications to detect potential...

Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our...

Singapore Compliance Group FunctionsJob Reference #BRCity SingaporeJob Type Full TimeYour role Are you risk averse? Do you know how to maintain independence and objectivity? We're looking for a C&ORC Specialist to:conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal electronic and audio communication...

Bank of SingaporeSingaporePosted 7 hours ago Permanent Competitive Risk Specialist Business Monitoring & Surveillance (Associate/ Senior Associate) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: VP, Business Risk and Controls Management (BRCM) Financial and Conduct, Group Retail Posting Date: 2 May 2024 Location: Singapore (City Area), SG, Company: United Overseas Bank Ltd About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a...

Job SummaryKey Responsibilities Manage the maintenance and servicing of security surveillance systems, including CCTV cameras, access control systems, and alarm systems Develop and implement maintenance schedules to ensure timely inspections, repairs and upgrades of surveillance equipment Supervise a team of technicians responsible for conducting routine...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

Lead the implementation, enhancement and testing of new surveillance system and programmes to enable effective functioning of surveillance activities for Singapore and Malaysia.Lead the identification and calibration of surveillance parameters/surveillance system logic changes for Singapore and Malaysia to ensure they are effective and functional.Lead and...

Associate, Transaction Surveillance Unit, Group ComplianceBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the...

Business Risk Specialist- Monitoring & Assurance (Manager/AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides...