Asia Chief Compliance Officer

2 weeks ago


Singapore The Edge Asia Full time

Some of the key responsibilities will include:

  • Manage a team and assume overall compliance responsibility for the Asian jurisdiction
  • Provide compliance advisory to the business in accordance to the firm's compliance culture and regulatory standards
  • Monitor regulatory developments and ensure the firm's compliance policies and procedures are uptodate
  • Conduct compliance risk assessments and provide guidance to business units on regulatory matters
  • Review and approve marketing materials, client communications and other businessrelated documents
  • Conduct compliance training for staff and monitor their adherence to policies and procedures
  • Manage the firm's relationships with regulators and industry associations

To be eligible for this role you will require:

  • A minimum of 15 years of relevant experience in compliance, preferably with a hedge fund
  • Prior Asian hedge fund compliance experience is a must
  • Strong product knowledge is a must i.e. equities, macro, credit, commodities, etc
  • Strong knowledge of global and regional regulatory requirements, including SEC, MAS, and SFC
  • Excellent communication and interpersonal skills, with the ability to collaborate effectively with various stakeholders
  • Strong leadership skills, with the ability to manage and motivate a team
  • Ability to work independently and handle multiple tasks simultaneously
  • Bachelor's degree in business, finance, law or related field


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