SVP, Control Room Compliance – Global Asset Management Firm
3 weeks ago
My Client is a global asset management firm and we are looking for a seasoned Compliance Control Leader to lead the team in Singapore. You will be given the autonomy to run the Control Room function and will be partnering with senior and global leaders within the business.
Responsibilities:
- Spearhead the implementation of Wall Compliance Programme and Controls related policies within the firm
- Advise on complex deals and ensure they are in line with rules and regulations
- Ensure the firm is in line with market abuse and insider trading regulations
- Lead the Control Room function and strategic implementation of new policies and systems
- Monitor changes and any discrepancy in trading activities and ensure they are in line with global regulatory standards
- Conduct Risk and Compliance Assessments and be the point of contact for the Control Room team.
Requirements:
- A bachelors degree in a reputable university
- At least 12 to 15 years of experience in a Compliance, ideally Control Room function
- Strong understanding of regulations and any control and conflict issues.
- Strong leadership quality in managing and leading a lean team
- Ability to influence and advise senior leaders
Take charge of this opportunity to welcome a new career challenge in 2024.
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
Tell employers what skills you have
Asset Management
Leadership
Due Diligence
Risk Assessment
Regulatory Compliance
Autonomy
Risk Management
Securities
Auditing
Compliance
AML
Regulatory Requirements
KYC
Audit
Conflict
Financial Services
-
SVP, Control Room
3 months ago
Singapore GIC Private Limited Full timeJob Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...
-
Compliance Director
4 weeks ago
Singapore BEATHCHAPMAN (PTE. LTD.) Full timeWe are seeking a seasoned Compliance Control Leader to lead our team in Singapore. This role offers autonomy to run the Control Room function and collaborate with senior leaders within the business.About the RoleSpearhead the implementation of global compliance programs and policies, ensuring adherence to rules and regulations. Advise on complex deals and...
-
Compliance Specialist
3 weeks ago
Singapore BNP Paribas Asset Management Full timeBecome a key player in ensuring the compliance of BNP Paribas Asset Management's Singapore business with local regulatory requirements and global standards. Job Description:This role is responsible for directing and controlling compliance activities to ensure adherence to applicable laws, regulations, and BNPPAM policies. The Compliance Specialist will...
-
Asset Management
3 months ago
Singapore BNP Paribas Asset Management Full timeJOB CONTENT ROLE DESCRIPTION AND PURPOSE Direct and control the compliance activities of the BNPPAM Singapore business to ensure adherence to local regulatory requirements and global BNPPAM compliance standards. To represent Compliance function in the local management committees of BNPPAM Singapore. KEY RESPONSIBILITIES Seek to ensure that the local...
-
Asset Management Specialist
1 month ago
Singapore BNP Paribas Asset Management Full timeAt BNP Paribas Asset Management, we are committed to excellence in our field and seek a skilled Compliance Officer to join our team in Singapore.The estimated salary for this role is SGD 120,000 - 180,000 per annum, depending on experience.About the RoleThis is an exciting opportunity to work in a dynamic environment where you will be responsible for...
-
Asset Management
1 month ago
Singapore BNP Paribas Asset Management Full timeROLE DESCRIPTION AND PURPOSE The Regional Marketing Manager is part of BNP Paribas Asset Management's APAC Marketing team. This team handles above-the-line and below-the-line marketing across all channels and is responsible for content creation, campaigns, digital marketing initiatives, events, sponsorships and roadshows. As part of the APAC Marketing...
-
Asset Management Marketing, Vice President
3 weeks ago
Singapore JPMORGAN ASSET MANAGEMENT (SINGAPORE) LIMITED Full timeJoin J.P. Morgan Asset Management Marketing, where your strategic vision will shape the future of Asset Management across South and Southeast Asia. This is a unique opportunity to lead innovative marketing initiatives that drive growth and elevate our brand in a dynamic region. As part of a global leader, you'll collaborate with diverse teams, gain...
-
Vp, control room
4 weeks ago
Singapore GIC Investment Full timeLocation: Singapore, SG Job Function: Legal & Compliance Department Job Type: Permanent Req ID: 16109 GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
-
Legal and Compliance Manager
3 weeks ago
Singapore MODULAR ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeRoles & Responsibilities1. JOB DESCRIPTIONJob Title: Compliance and Legal ManagerOccupation: COMPLIANCE MANAGERJob Description & RequirementsWorking directly with Modular's Chief Compliance Officer and General Counsel, the jobholder will play an active part in the compliance program at the Firm as well as support the GC on legal matters when necessary....
-
Legal and Compliance Manager
1 month ago
Singapore MODULAR ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeRoles & Responsibilities1. JOB DESCRIPTIONJob Title: Compliance and Legal ManagerOccupation: COMPLIANCE MANAGERJob Description & RequirementsWorking directly with Modular's Chief Compliance Officer and General Counsel, the jobholder will play an active part in the compliance program at the Firm as well as support the GC on legal matters when necessary....
-
Asset Management
3 months ago
Singapore BNP Paribas Asset Management Full timeJOB CONTENT ROLE DESCRIPTION AND PURPOSE Work closely with the business development and client management teams to help BNPP AM generate new business and lend support to overall business activities. KEY RESPONSIBILITIES To work together with Regional and Singapore CRM to build our regional institutional business in the region covering Pensions,...
-
Singapore JPMORGAN ASSET MANAGEMENT Full timeJoin the Product Development team at JPMorgan Asset Management (JPMAM), a dynamic team at the core of the investment management business. This team is responsible for the design, development, and product life-cycle management of products in the Asia-Pacific region. We are seeking an experienced and high caliber candidate to join our team in Singapore. Job...
-
Control Room Lead
2 months ago
Singapore Ambition Full timeLeading Financial Services firm Great culture and benefits I'm currently partnered with a leading financial services firm who are looking to add an experienced Control Room Lead to their team. You will be responsible for managing legal, regulatory, compliance and reputational risks, in addition to implementing compliance programmes across insider trading...
-
Risk Management and Compliance Specialist
4 weeks ago
Singapore MODULAR ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeAbout MODULAR ASSET MANAGEMENT (SINGAPORE) PTE. LTD.We are a dynamic asset management firm seeking a seasoned Risk Management and Compliance Specialist to join our team in Singapore.Salary: $120,000 - $180,000 per annumJob Description:The ideal candidate will have experience working directly with senior compliance officers and general counsel, monitoring...
-
Compliance Expert for Asset Management
4 weeks ago
Singapore BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeJob Summary:We are seeking an experienced Compliance Officer to join our team at BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. The ideal candidate will have a strong background in compliance, regulatory affairs, and asset management.About the Role:The primary focus of this role is to ensure that all aspects of our business operations comply with...
-
VP, Control Room 16109
9 hours ago
Singapore GIC Private Limited Full timeJob Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world’s industry...
-
Asset Management Professional
3 weeks ago
Singapore BNP Paribas Asset Management Full timeCompany OverviewBNP Paribas Asset Management is a leading global investment manager, providing high-quality solutions to institutional investors, financial institutions, and individual investors around the world.SalaryThe estimated annual salary for this position is $120,000 - $180,000, depending on experience.Job DescriptionThis role involves developing...
-
NES Global Talent | Head of Finance
3 weeks ago
Singapore NES Global Talent Full timeApply: Head of Finance – Cryptocurrency Firm Reference: BH-22756Rare opportunity Broad exposure Digital assets opportunity A leading Cryptocurrency firm is seeking a Head of Finance to join the team. This is a role with an established crypto brand with an overseas HQ. The Head of Finance will be based here in Singapore, driving financial planning of the...
-
Regulatory Compliance Specialist
1 month ago
Singapore BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full timeAre you passionate about ensuring the highest standards of compliance in asset management? Do you have a strong background in regulatory affairs and a keen eye for detail?BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. is seeking an experienced Regulatory Compliance Specialist to join our team.About the RoleThis is a unique opportunity to work with a...
-
Strategic Asset Allocation Manager
4 weeks ago
Singapore CASTLEREACH ASSET MANAGEMENT PRIVATE LIMITED Full timeAs a Strategic Asset Allocation Manager at CASTLEREACH ASSET MANAGEMENT PRIVATE LIMITED, you will play a key role in developing and implementing investment strategies tailored to the objectives and risk profile of our clients.About the RoleWe are seeking a highly skilled and experienced portfolio manager to lead our asset allocation efforts. The successful...