Regulatory Compliance Associate
1 month ago
âRegulatory Compliance Associate (Investment Banking)
Charterhouse Partnership is currently sourcing for a Regulatory Compliance Associate for an Investment Bank. Reporting to the Head of Central Compliance, you will provide regulatory advice to the business and assist in the maintaining regulatory compliance policies and framework.
The current role involves supporting the Company in adhering to relevant laws, regulations, and internal policies. Responsibilities include recognizing, evaluating, and incorporating regulatory changes affecting the organization. The incumbent will participate in audit-related activities, collaborate with internal and external auditors, and oversee the preparation and submission of regulatory reports.
Additionally, the position involves contributing to the Compliance Review Program and handling Control Room matters to guarantee that internal departments align with established rules, policies, and procedures. The incumbent will offer prompt and high-quality advisory assistance to internal stakeholders, examining products and services, new business initiatives, and licensing requirements.
Requirements
Degree or professional qualification in accounting, business, law or related field.
Minimum 3 yearsâ of compliance experience in Banking, Capital Markets, or audit sector.
Good understanding of the SFA & FAA
Good communication skills with ability to positively influence others.
For more information on the above position, or to discuss the compliance market in general, please reach send your CV to xuank@charterhouse.com.sg or call 69500354 for a confidential discussion.
EA License no: 16S8066 | Reg no.: R1433611
Only successful candidates will be notified.
â
-
Regulatory Compliance Manager
4 weeks ago
Singapore FP Global Full timeOur client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...
-
Regulatory Compliance, VP
3 weeks ago
Singapore KAIROS GLOBAL SEARCH PTE. LTD. Full timeRoles & ResponsibilitiesOur Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job...
-
Regulatory Compliance Specialist
4 weeks ago
Singapore StriveX Full timeRegulatory Compliance Specialist (AVP) Excellent opportunity to join a well-reputed international financial institution. The role sits within their fund services team to support the compliance function. This is a sole contributor role and this individual will have the chance to progress into a Head of Compliance role. Overall role is to act as the Compliance...
-
Regulatory Compliance Specialist
20 hours ago
Singapore KERRY CONSULTING PTE. LTD. Full timeRoles & ResponsibilitiesKerry Consulting is working with a renowned player in the digital banking sector, and they are currently seeking for a highly skilled regulatory compliance professional to join their dynamic team.Responsibilities:In this role, you will serve as a crucial advisor to various business units within the company, providing regulatory...
-
Regulatory Compliance, VP
3 weeks ago
Singapore Kairos Global Search Pte. Ltd. Full timeOur Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job Description:Responsible...
-
Regulatory Compliance Specialist
1 day ago
Singapore Kerry Consulting Pte. Ltd. Full timeKerry Consulting is working with a renowned player in the digital banking sector, and they are currently seeking for a highly skilled regulatory compliance professional to join their dynamic team.Responsibilities:In this role, you will serve as a crucial advisor to various business units within the company, providing regulatory compliance advisory in...
-
Regulatory Compliance Officer
3 weeks ago
Singapore WOORI BANK Full timeRoles & ResponsibilitiesJob SummaryWe are seeking a Regulatory Compliance Officer to ensure our bank complies with domestic and international financial regulations and policies. This role focuses on understanding financial regulatory requirements and providing strategic direction for their implementation within our organization.Key Responsibilities Check...
-
Regulatory Compliance Officer
3 weeks ago
Singapore Woori Bank Full timeJob SummaryWe are seeking a Regulatory Compliance Officer to ensure our bank complies with domestic and international financial regulations and policies. This role focuses on understanding financial regulatory requirements and providing strategic direction for their implementation within our organization.Key ResponsibilitiesCheck bank's compliance with MAS...
-
Regulatory Compliance Officer
6 days ago
Singapore DCS CARD CENTRE PTE. LTD. Full timeRoles & ResponsibilitiesJob Responsibilities Keep abreast of regulatory developments (including MAS) and provide timely dissemination of regulatory updates to ensure business units and relevant departments are aware of latest updates Manages DNC and DNM list, and other activities in accordance with Personal Data Protection Act 2012 requirement. Supports...
-
Regulatory Compliance Specialist
3 weeks ago
Singapore Airswift Full timeAirswift is seeking to invite a Regulatory Compliance Specialist (Training and communication) to join a dynamic team with one of our clients in the oil and gas industry.Overall job purpose specific project Responsible for ensuring and executing the activities related to RC training and development as well as developing programs related to the Regulatory...
-
Regulatory Compliance Officer
6 days ago
Singapore Dcs Card Centre Pte. Ltd. Full timeJob ResponsibilitiesKeep abreast of regulatory developments (including MAS) and provide timely dissemination of regulatory updates to ensure business units and relevant departments are aware of latest updatesManages DNC and DNM list, and other activities in accordance with Personal Data Protection Act 2012 requirement.Supports card compliance and security...
-
Vice President
1 hour ago
Singapore MIZUHO BANK, LTD. Full timeRoles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...
-
Brazilian Regulatory Compliance Coordinator
20 hours ago
Singapore FORSHIP ASIA PTE. LTD. Full timeRoles & ResponsibilitiesAs a Brazilian Regulatory Compliance Coordinator for our FPSO project, you will play a crucial role in ensuring that all operations and activities adhere to the regulatory requirements set forth by Brazilian authorities. You will work closely with internal teams, regulatory bodies, and external stakeholders to ensure compliance with...
-
Regulatory Compliance Specialist
2 weeks ago
Singapore NOVEL SUNKRIS BUSINESS SOLUTIONS PTE. LTD. Full timeRoles & ResponsibilitiesRegulatory Compliance Specialist role is integral to a MNC bank's Singapore Independent Compliance Risk Management team. The role is responsible for collaborating with the team in reviewing and remediating items in the Singapore Regulatory Inventory (RI), particularly focusing on dissecting selected complex Singapore Acts and...
-
Regulatory Compliance AVP
3 weeks ago
Singapore Randstad Pte Ltd Full timeabout the companyOur client is an established Wholesale Bank hiring for a regulatory compliance AVP. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.about the jobEnsure the business complies with all relevant policies and procedures, from a group as well as local...
-
Regulatory Compliance Specialist
3 weeks ago
Singapore Novel Sunkris Business Solutions Pte. Ltd. Full timeRegulatory Compliance Specialist role is integral to a MNC bank's Singapore Independent Compliance Risk Management team. The role is responsible for collaborating with the team in reviewing and remediating items in the Singapore Regulatory Inventory (RI), particularly focusing on dissecting selected complex Singapore Acts and Regulations into thematic...
-
Regulatory Compliance VP
4 weeks ago
Singapore The Edge Partnership Full timeOur Client is an established and hugely exciting Fintech/Digital Bank in Singapore to search for a Compliance VP to join their growing team and business. They are fully regulated by the MAS and are on a mission to challenge the status quo in Financial Services.Please contact Jack Smith on email your cv directly in word format with job reference no. Job-12653...
-
VP, Business Regulatory Compliance
3 weeks ago
Singapore MANPOWER STAFFING SERVICES (SINGAPORE) PTE LTD Full timeRoles & ResponsibilitiesResponsibilities: To be the Subject Matter Expert in all regulatory requirements concerning market conduct matters that cut across product lines including Life, Health, and General Insurance To review consultation papers from both regulators and industry bodies, and implementation of the requirements when they are affected by...
-
Associate Vice President, Compliance
2 weeks ago
Singapore FP GLOBAL PTE. LTD. Full timeRoles & ResponsibilitiesA leading financial services firm is seeking a highly skilled and experienced Associate Vice President Compliance to join their Fund Services team in Singapore. This is an exciting opportunity to play a pivotal role in ensuring regulatory compliance within the fund services business.Responsibilities: Oversee and ensure compliance...
-
Associate Vice President, Compliance
3 weeks ago
Singapore Fp Global Pte. Ltd. Full timeA leading financial services firm is seeking a highly skilled and experienced Associate Vice President Compliance to join their Fund Services team in Singapore. This is an exciting opportunity to play a pivotal role in ensuring regulatory compliance within the fund services business.Responsibilities:Oversee and ensure compliance with all applicable laws,...